Realizable Continuous-Space Shields for Safe Reinforcement Learning

While Deep Reinforcement Learning (DRL) has achieved remarkable success across various domains, it remains vulnerable to occasional catastrophic failures without additional safeguards. One effective solution to prevent these failures is to use a shield that validates and adjusts the agent's actions to ensure compliance with a provided set of safety specifications. For real-life robot domains, it is desirable to be able to define such safety specifications over continuous state and action spaces to accurately account for system dynamics and calculate new safe actions that minimally alter the agent's output. In this paper, we propose the first shielding approach to automatically guarantee the realizability of safety requirements for continuous state and action spaces. Realizability is an essential property that confirms the shield will always be able to generate a safe action for any state in the environment. We formally prove that realizability can also be verified with a stateful shield, enabling the incorporation of non-Markovian safety requirements. Finally, we demonstrate the effectiveness of our approach in ensuring safety without compromising policy accuracy by applying it to a navigation problem and a multi-agent particle environment.

Verification-Guided Shielding for Deep Reinforcement Learning

In recent years, Deep Reinforcement Learning (DRL) has emerged as an effective approach to solving real-world tasks. However, despite their successes, DRL-based policies suffer from poor reliability, which limits their deployment in safety-critical domains. As a result, various methods have been put forth to address this issue by providing formal safety guarantees. Two main approaches include shielding and verification. While shielding ensures the safe behavior of the policy by employing an external online component (i.e., a ``shield'') that overruns potentially dangerous actions, this approach has a significant computational cost as the shield must be invoked at runtime to validate every decision. On the other hand, verification is an offline process that can identify policies that are unsafe, prior to their deployment, yet, without providing alternative actions when such a policy is deemed unsafe. In this work, we present verification-guided shielding -- a novel approach that bridges the DRL reliability gap by integrating these two methods. Our approach combines both formal and probabilistic verification tools to partition the input domain into safe and unsafe regions. In addition, we employ clustering and symbolic representation procedures that compress the unsafe regions into a compact representation. This, in turn, allows to temporarily activate the shield solely in (potentially) unsafe regions, in an efficient manner. Our novel approach allows to significantly reduce runtime overhead while still preserving formal safety guarantees. We extensively evaluate our approach on two benchmarks from the robotic navigation domain, as well as provide an in-depth analysis of its scalability and completeness.

Shield Synthesis for LTL Modulo Theories

In recent years, Machine Learning (ML) models have achieved remarkable success in various domains. However, these models also tend to demonstrate unsafe behaviors, precluding their deployment in safety-critical systems. To cope with this issue, ample research focuses on developing methods that guarantee the safe behaviour of a given ML model. A prominent example is shielding which incorporates an external component (a "shield") that blocks unwanted behavior. Despite significant progress, shielding suffers from a main setback: it is currently geared towards properties encoded solely in propositional logics (e.g., LTL) and is unsuitable for richer logics. This, in turn, limits the widespread applicability of shielding in many real-world systems. In this work, we address this gap, and extend shielding to LTL modulo theories, by building upon recent advances in reactive synthesis modulo theories. This allowed us to develop a novel approach for generating shields conforming to complex safety specifications in these more expressive, logics. We evaluated our shields and demonstrate their ability to handle rich data with temporal dynamics. To the best of our knowledge, this is the first approach for synthesizing shields for such expressivity.