When Humans Judge Irises: Pupil Size Normalization as an Aid and Synthetic Irises as a Challenge

Iris recognition is a mature biometric technology offering remarkable precision and speed, and allowing for large-scale deployments to populations exceeding a billion enrolled users (e.g., AADHAAR in India). However, in forensic applications, a human expert may be needed to review and confirm a positive identification before an iris matching result can be presented as evidence in court, especially in cases where processed samples are degraded (e.g., in post-mortem cases) or where there is a need to judge whether the sample is authentic, rather than a result of a presentation attack. This paper presents a study that examines human performance in iris verification in two controlled scenarios: (a) under varying pupil sizes, with and without a linear/nonlinear alignment of the pupil size between compared images, and (b) when both genuine and impostor iris image pairs are synthetically generated. The results demonstrate that pupil size normalization carried out by a modern autoencoder-based identity-preserving image-to-image translation model significantly improves verification accuracy. Participants were also able to determine whether iris pairs corresponded to the same or different eyes when both images were either authentic or synthetic. However, accuracy declined when subjects were comparing authentic irises against high-quality, same-eye synthetic counterparts. These findings (a) demonstrate the importance of pupil-size alignment for iris matching tasks in which humans are involved, and (b) indicate that despite the high fidelity of modern generative models, same-eye synthetic iris images are more often judged by humans as different-eye images, compared to same-eye authentic image pairs. We offer data and human judgments along with this paper to allow full replicability of this study and future works.

Gradient-Guided Exploration of Generative Model's Latent Space for Controlled Iris Image Augmentations

Developing reliable iris recognition and presentation attack detection methods requires diverse datasets that capture realistic variations in iris features and a wide spectrum of anomalies. Because of the rich texture of iris images, which spans a wide range of spatial frequencies, synthesizing same-identity iris images while controlling specific attributes remains challenging. In this work, we introduce a new iris image augmentation strategy by traversing a generative model's latent space toward latent codes that represent same-identity samples but with some desired iris image properties manipulated. The latent space traversal is guided by a gradient of specific geometrical, textural, or quality-related iris image features (e.g., sharpness, pupil size, iris size, or pupil-to-iris ratio) and preserves the identity represented by the image being manipulated. The proposed approach can be easily extended to manipulate any attribute for which a differentiable loss term can be formulated. Additionally, our approach can use either randomly generated images using either a pre-train GAN model or real-world iris images. We can utilize GAN inversion to project any given iris image into the latent space and obtain its corresponding latent code.

Privacy-Safe Iris Presentation Attack Detection

This paper proposes a framework for a privacy-safe iris presentation attack detection (PAD) method, designed solely with synthetically-generated, identity-leakage-free iris images. Once trained, the method is evaluated in a classical way using state-of-the-art iris PAD benchmarks. We designed two generative models for the synthesis of ISO/IEC 19794-6-compliant iris images. The first model synthesizes bona fide-looking samples. To avoid ``identity leakage,'' the generated samples that accidentally matched those used in the model's training were excluded. The second model synthesizes images of irises with textured contact lenses and is conditioned by a given contact lens brand to have better control over textured contact lens appearance when forming the training set. Our experiments demonstrate that models trained solely on synthetic data achieve a lower but still reasonable performance when compared to solutions trained with iris images collected from human subjects. This is the first-of-its-kind attempt to use solely synthetic data to train a fully-functional iris PAD solution, and despite the performance gap between regular and the proposed methods, this study demonstrates that with the increasing fidelity of generative models, creating such privacy-safe iris PAD methods may be possible. The source codes and generative models trained for this work are offered along with the paper.

EyePreserve: Identity-Preserving Iris Synthesis

Synthesis of same-identity biometric iris images, both for existing and non-existing identities while preserving the identity across a wide range of pupil sizes, is complex due to intricate iris muscle constriction mechanism, requiring a precise model of iris non-linear texture deformations to be embedded into the synthesis pipeline. This paper presents the first method of fully data-driven, identity-preserving, pupil size-varying s ynthesis of iris images. This approach is capable of synthesizing images of irises with different pupil sizes representing non-existing identities as well as non-linearly deforming the texture of iris images of existing subjects given the segmentation mask of the target iris image. Iris recognition experiments suggest that the proposed deformation model not only preserves the identity when changing the pupil size but offers better similarity between same-identity iris samples with significant differences in pupil size, compared to state-of-the-art linear and non-linear (bio-mechanical-based) iris deformation models. Two immediate applications of the proposed approach are: (a) synthesis of, or enhancement of the existing biometric datasets for iris recognition, mimicking those acquired with iris sensors, and (b) helping forensic human experts in examining iris image pairs with significant differences in pupil dilation. Source codes and weights of the models are made available with the paper.

Iris Liveness Detection Competition (LivDet-Iris) -- The 2023 Edition

This paper describes the results of the 2023 edition of the ''LivDet'' series of iris presentation attack detection (PAD) competitions. New elements in this fifth competition include (1) GAN-generated iris images as a category of presentation attack instruments (PAI), and (2) an evaluation of human accuracy at detecting PAI as a reference benchmark. Clarkson University and the University of Notre Dame contributed image datasets for the competition, composed of samples representing seven different PAI categories, as well as baseline PAD algorithms. Fraunhofer IGD, Beijing University of Civil Engineering and Architecture, and Hochschule Darmstadt contributed results for a total of eight PAD algorithms to the competition. Accuracy results are analyzed by different PAI types, and compared to human accuracy. Overall, the Fraunhofer IGD algorithm, using an attention-based pixel-wise binary supervision network, showed the best-weighted accuracy results (average classification error rate of 37.31%), while the Beijing University of Civil Engineering and Architecture's algorithm won when equal weights for each PAI were given (average classification rate of 22.15%). These results suggest that iris PAD is still a challenging problem.