Performance Analysis of Photon-Limited Free-Space Optical Communications with Practical Photon-Counting Receivers

The non-perfect factors of practical photon-counting receiver are recognized as a significant challenge for long-distance photon-limited free-space optical (FSO) communication systems. This paper presents a comprehensive analytical framework for modeling the statistical properties of time-gated single-photon avalanche diode (TG-SPAD) based photon-counting receivers in presence of dead time, non-photon-number-resolving and afterpulsing effect. Drawing upon the non-Markovian characteristic of afterpulsing effect, we formulate a closed-form approximation for the probability mass function (PMF) of photon counts, when high-order pulse amplitude modulation (PAM) is used. Unlike the photon counts from a perfect photon-counting receiver, which adhere to a Poisson arrival process, the photon counts from a practical TG-SPAD based receiver are instead approximated by a binomial distribution. Additionally, by employing the maximum likelihood (ML) criterion, we derive a refined closed-form formula for determining the threshold in high-order PAM, thereby facilitating the development of an analytical model for the symbol error rate (SER). Utilizing this analytical SER model, the system performance is investigated. The numerical results underscore the crucial need to suppress background radiation below the tolerated threshold and to maintain a sufficient number of gates in order to achieve a target SER.

A Novel Signal Detection Method for Photon-Counting Communications with Nonlinear Distortion Effects

This paper proposes a method for estimating and detecting optical signals in practical photon-counting receivers. There are two important aspects of non-perfect photon-counting receivers, namely, (i) dead time which results in blocking loss, and (ii) non-photon-number-resolving, which leads to counting loss during the gate-ON interval. These factors introduce nonlinear distortion to the detected photon counts. The detected photon counts depend not only on the optical intensity but also on the signal waveform, and obey a Poisson binomial process. Using the discrete Fourier transform characteristic function (DFT-CF) method, we derive the probability mass function (PMF) of the detected photon counts. Furthermore, unlike conventional methods that assume an ideal rectangle wave, we propose a novel signal estimation and decision method applicable to arbitrary waveform. We demonstrate that the proposed method achieves superior error performance compared to conventional methods. The proposed algorithm has the potential to become an essential signal processing tool for photon-counting receivers.