Which Retain Set Matters for LLM Unlearning? A Case Study on Entity Unlearning

Large language models (LLMs) risk retaining unauthorized or sensitive information from their training data, which raises privacy concerns. LLM unlearning seeks to mitigate these risks by selectively removing specified data while maintaining overall model performance. However, most existing work focus on methods to achieve effective forgetting and does not provide a detailed analysis of the retain set, the portion of training data that is not targeted for removal. In this paper, we investigate the effects of unlearning on various subsets of the retain set through a case study on entity unlearning. We introduce the Syntactically Similar Neighbor Set, a group of queries that share similar syntactic structures with the data targeted for removal, and show that this subset suffers the greatest performance drop during unlearning. Moreover, when used for regularization, this set not only preserves performance on syntactically similar queries but also delivers comparable or improved results across other data subsets. Our results highlight that syntactic similarity is a critical factor, potentially more so than domain or entity relationships, in achieving effective and practical LLM unlearning.

Exploring Persona Sentiment Sensitivity in Personalized Dialogue Generation

Personalized dialogue systems have advanced considerably with the integration of user-specific personas into large language models (LLMs). However, while LLMs can effectively generate personalized responses, the influence of persona sentiment on dialogue quality remains underexplored. In this work, we conduct a large-scale analysis of dialogues generated using a range of polarized user profiles. Our experiments reveal that dialogues involving negatively polarized users tend to overemphasize persona attributes, leading to increased entailment and contradiction instances and lower overall coherence. In contrast, positively polarized profiles yield dialogues that selectively incorporate persona information, resulting in smoother and more coherent interactions. Furthermore, we find that personas with weak or neutral sentiment generally produce lower-quality dialogues. Motivated by these findings, we propose a dialogue generation approach that explicitly accounts for persona polarity by combining a turn-based generation strategy with a profile ordering mechanism. Our study provides new insights into the sensitivity of LLMs to persona sentiment and offers guidance for developing more robust and nuanced personalized dialogue systems.

Personality Editing for Language Models through Relevant Knowledge Editing

Large Language Models (LLMs) play a vital role in applications like conversational agents and content creation, where controlling a model's personality is crucial for maintaining tone, consistency, and engagement. However, traditional prompt-based techniques for controlling personality often fall short, as they do not effectively mitigate the model's inherent biases. In this paper, we introduce a novel method PALETTE that enhances personality control through knowledge editing. By generating adjustment queries inspired by psychological assessments, our approach systematically adjusts responses to personality-related queries similar to modifying factual knowledge, thereby achieving controlled shifts in personality traits. Experimental results from both automatic and human evaluations demonstrate that our method enables more stable and well-balanced personality control in LLMs.

SAFE-SQL: Self-Augmented In-Context Learning with Fine-grained Example Selection for Text-to-SQL

Text-to-SQL aims to convert natural language questions into executable SQL queries. While previous approaches, such as skeleton-masked selection, have demonstrated strong performance by retrieving similar training examples to guide large language models (LLMs), they struggle in real-world scenarios where such examples are unavailable. To overcome this limitation, we propose Self-Augmentation in-context learning with Fine-grained Example selection for Text-to-SQL (SAFE-SQL), a novel framework that improves SQL generation by generating and filtering self-augmented examples. SAFE-SQL first prompts an LLM to generate multiple Text-to-SQL examples relevant to the test input. Then SAFE-SQL filters these examples through three relevance assessments, constructing high-quality in-context learning examples. Using self-generated examples, SAFE-SQL surpasses the previous zero-shot, and few-shot Text-to-SQL frameworks, achieving higher execution accuracy. Notably, our approach provides additional performance gains in extra hard and unseen scenarios, where conventional methods often fail.

Dynamic Label Name Refinement for Few-Shot Dialogue Intent Classification

Dialogue intent classification aims to identify the underlying purpose or intent of a user's input in a conversation. Current intent classification systems encounter considerable challenges, primarily due to the vast number of possible intents and the significant semantic overlap among similar intent classes. In this paper, we propose a novel approach to few-shot dialogue intent classification through in-context learning, incorporating dynamic label refinement to address these challenges. Our method retrieves relevant examples for a test input from the training set and leverages a large language model to dynamically refine intent labels based on semantic understanding, ensuring that intents are clearly distinguishable from one another. Experimental results demonstrate that our approach effectively resolves confusion between semantically similar intents, resulting in significantly enhanced performance across multiple datasets compared to baselines. We also show that our method generates more interpretable intent labels, and has a better semantic coherence in capturing underlying user intents compared to baselines.

Probing-RAG: Self-Probing to Guide Language Models in Selective Document Retrieval

Retrieval-Augmented Generation (RAG) enhances language models by retrieving and incorporating relevant external knowledge. However, traditional retrieve-and-generate processes may not be optimized for real-world scenarios, where queries might require multiple retrieval steps or none at all. In this paper, we propose a Probing-RAG, which utilizes the hidden state representations from the intermediate layers of language models to adaptively determine the necessity of additional retrievals for a given query. By employing a pre-trained prober, Probing-RAG effectively captures the model's internal cognition, enabling reliable decision-making about retrieving external documents. Experimental results across five open-domain QA datasets demonstrate that Probing-RAG outperforms previous methods while reducing the number of redundant retrieval steps.

Crafting the Path: Robust Query Rewriting for Information Retrieval

Query rewriting aims to generate a new query that can complement the original query to improve the information retrieval system. Recent studies on query rewriting, such as query2doc (Q2D), query2expand (Q2E) and querey2cot (Q2C), rely on the internal knowledge of Large Language Models (LLMs) to generate a relevant passage to add information to the query. Nevertheless, the efficacy of these methodologies may markedly decline in instances where the requisite knowledge is not encapsulated within the model's intrinsic parameters. In this paper, we propose a novel structured query rewriting method called Crafting the Path tailored for retrieval systems. Crafting the Path involves a three-step process that crafts query-related information necessary for finding the passages to be searched in each step. Specifically, the Crafting the Path begins with Query Concept Comprehension, proceeds to Query Type Identification, and finally conducts Expected Answer Extraction. Experimental results show that our method outperforms previous rewriting methods, especially in less familiar domains for LLMs. We demonstrate that our method is less dependent on the internal parameter knowledge of the model and generates queries with fewer factual inaccuracies. Furthermore, we observe that Crafting the Path has less latency compared to the baselines.

Conversational Query Reformulation with the Guidance of Retrieved Documents

Conversational search seeks to retrieve relevant passages for the given questions in Conversational QA (ConvQA). Questions in ConvQA face challenges such as omissions and coreferences, making it difficult to obtain desired search results. Conversational Query Reformulation (CQR) transforms these current queries into de-contextualized forms to resolve these issues. However, existing CQR methods focus on rewriting human-friendly queries, which may not always yield optimal search results for the retriever. To overcome this challenge, we introduce GuideCQR, a framework that utilizes guided documents to refine queries, ensuring that they are optimal for retrievers. Specifically, we augment keywords, generate expected answers from the re-ranked documents, and unify them with the filtering process. Experimental results show that queries enhanced by guided documents outperform previous CQR methods. Especially, GuideCQR surpasses the performance of Large Language Model (LLM) prompt-powered approaches and demonstrates the importance of the guided documents in formulating retriever-friendly queries across diverse setups.

Dynamic Order Template Prediction for Generative Aspect-Based Sentiment Analysis

Aspect-based sentiment analysis (ABSA) assesses sentiments towards specific aspects within texts, resulting in detailed sentiment tuples. Previous ABSA models often use static templates to predict all of the elements in the tuples, and these models often fail to accurately capture dependencies between elements. Multi-view prompting method improves the performance of ABSA by predicting tuples with various templates and then ensembling the results. However, this method suffers from inefficiencies and out-of-distribution errors. In this paper, we propose a Dynamic Order Template (DOT) method for ABSA, which dynamically generates necessary views for each instance based on instance-level entropy. Ensuring the diverse and relevant view generation, our proposed method improves F1-scores on ASQP and ACOS datasets while significantly reducing inference time.

Low-Resource Cross-Lingual Summarization through Few-Shot Learning with Large Language Models

Cross-lingual summarization (XLS) aims to generate a summary in a target language different from the source language document. While large language models (LLMs) have shown promising zero-shot XLS performance, their few-shot capabilities on this task remain unexplored, especially for low-resource languages with limited parallel data. In this paper, we investigate the few-shot XLS performance of various models, including Mistral-7B-Instruct-v0.2, GPT-3.5, and GPT-4. Our experiments demonstrate that few-shot learning significantly improves the XLS performance of LLMs, particularly GPT-3.5 and GPT-4, in low-resource settings. However, the open-source model Mistral-7B-Instruct-v0.2 struggles to adapt effectively to the XLS task with limited examples. Our findings highlight the potential of few-shot learning for improving XLS performance and the need for further research in designing LLM architectures and pre-training objectives tailored for this task. We provide a future work direction to explore more effective few-shot learning strategies and to investigate the transfer learning capabilities of LLMs for cross-lingual summarization.