STDCformer: A Transformer-Based Model with a Spatial-Temporal Causal De-Confounding Strategy for Crowd Flow Prediction

Existing works typically treat spatial-temporal prediction as the task of learning a function $F$ to transform historical observations to future observations. We further decompose this cross-time transformation into three processes: (1) Encoding ($E$): learning the intrinsic representation of observations, (2) Cross-Time Mapping ($M$): transforming past representations into future representations, and (3) Decoding ($D$): reconstructing future observations from the future representations. From this perspective, spatial-temporal prediction can be viewed as learning $F = E \cdot M \cdot D$, which includes learning the space transformations $\left\{{E},{D}\right\}$ between the observation space and the hidden representation space, as well as the spatial-temporal mapping $M$ from future states to past states within the representation space. This leads to two key questions: \textbf{Q1: What kind of representation space allows for mapping the past to the future? Q2: How to achieve map the past to the future within the representation space?} To address Q1, we propose a Spatial-Temporal Backdoor Adjustment strategy, which learns a Spatial-Temporal De-Confounded (STDC) representation space and estimates the de-confounding causal effect of historical data on future data. This causal relationship we captured serves as the foundation for subsequent spatial-temporal mapping. To address Q2, we design a Spatial-Temporal Embedding (STE) that fuses the information of temporal and spatial confounders, capturing the intrinsic spatial-temporal characteristics of the representations. Additionally, we introduce a Cross-Time Attention mechanism, which queries the attention between the future and the past to guide spatial-temporal mapping.

Temporal Order Preserved Optimal Transport-based Cross-modal Knowledge Transfer Learning for ASR

Transferring linguistic knowledge from a pretrained language model (PLM) to an acoustic model has been shown to greatly improve the performance of automatic speech recognition (ASR). However, due to the heterogeneous feature distributions in cross-modalities, designing an effective model for feature alignment and knowledge transfer between linguistic and acoustic sequences remains a challenging task. Optimal transport (OT), which efficiently measures probability distribution discrepancies, holds great potential for aligning and transferring knowledge between acoustic and linguistic modalities. Nonetheless, the original OT treats acoustic and linguistic feature sequences as two unordered sets in alignment and neglects temporal order information during OT coupling estimation. Consequently, a time-consuming pretraining stage is required to learn a good alignment between the acoustic and linguistic representations. In this paper, we propose a Temporal Order Preserved OT (TOT)-based Cross-modal Alignment and Knowledge Transfer (CAKT) (TOT-CAKT) for ASR. In the TOT-CAKT, local neighboring frames of acoustic sequences are smoothly mapped to neighboring regions of linguistic sequences, preserving their temporal order relationship in feature alignment and matching. With the TOT-CAKT model framework, we conduct Mandarin ASR experiments with a pretrained Chinese PLM for linguistic knowledge transfer. Our results demonstrate that the proposed TOT-CAKT significantly improves ASR performance compared to several state-of-the-art models employing linguistic knowledge transfer, and addresses the weaknesses of the original OT-based method in sequential feature alignment for ASR.

Generative linguistic representation for spoken language identification

Effective extraction and application of linguistic features are central to the enhancement of spoken Language IDentification (LID) performance. With the success of recent large models, such as GPT and Whisper, the potential to leverage such pre-trained models for extracting linguistic features for LID tasks has become a promising area of research. In this paper, we explore the utilization of the decoder-based network from the Whisper model to extract linguistic features through its generative mechanism for improving the classification accuracy in LID tasks. We devised two strategies - one based on the language embedding method and the other focusing on direct optimization of LID outputs while simultaneously enhancing the speech recognition tasks. We conducted experiments on the large-scale multilingual datasets MLS, VoxLingua107, and CommonVoice to test our approach. The experimental results demonstrated the effectiveness of the proposed method on both in-domain and out-of-domain datasets for LID tasks.

Speaker Mask Transformer for Multi-talker Overlapped Speech Recognition

Multi-talker overlapped speech recognition remains a significant challenge, requiring not only speech recognition but also speaker diarization tasks to be addressed. In this paper, to better address these tasks, we first introduce speaker labels into an autoregressive transformer-based speech recognition model to support multi-speaker overlapped speech recognition. Then, to improve speaker diarization, we propose a novel speaker mask branch to detection the speech segments of individual speakers. With the proposed model, we can perform both speech recognition and speaker diarization tasks simultaneously using a single model. Experimental results on the LibriSpeech-based overlapped dataset demonstrate the effectiveness of the proposed method in both speech recognition and speaker diarization tasks, particularly enhancing the accuracy of speaker diarization in relatively complex multi-talker scenarios.

Neural domain alignment for spoken language recognition based on optimal transport

Domain shift poses a significant challenge in cross-domain spoken language recognition (SLR) by reducing its effectiveness. Unsupervised domain adaptation (UDA) algorithms have been explored to address domain shifts in SLR without relying on class labels in the target domain. One successful UDA approach focuses on learning domain-invariant representations to align feature distributions between domains. However, disregarding the class structure during the learning process of domain-invariant representations can result in over-alignment, negatively impacting the classification task. To overcome this limitation, we propose an optimal transport (OT)-based UDA algorithm for a cross-domain SLR, leveraging the distribution geometry structure-aware property of OT. An OT-based discrepancy measure on a joint distribution over feature and label information is considered during domain alignment in OT-based UDA. Our previous study discovered that completely aligning the distributions between the source and target domains can introduce a negative transfer, where classes or irrelevant classes from the source domain map to a different class in the target domain during distribution alignment. This negative transfer degrades the performance of the adaptive model. To mitigate this issue, we introduce coupling-weighted partial optimal transport (POT) within our UDA framework for SLR, where soft weighting on the OT coupling based on transport cost is adaptively set during domain alignment. A cross-domain SLR task was used in the experiments to evaluate the proposed UDA. The results demonstrated that our proposed UDA algorithm significantly improved the performance over existing UDA algorithms in a cross-channel SLR task.

Hierarchical Cross-Modality Knowledge Transfer with Sinkhorn Attention for CTC-based ASR

Due to the modality discrepancy between textual and acoustic modeling, efficiently transferring linguistic knowledge from a pretrained language model (PLM) to acoustic encoding for automatic speech recognition (ASR) still remains a challenging task. In this study, we propose a cross-modality knowledge transfer (CMKT) learning framework in a temporal connectionist temporal classification (CTC) based ASR system where hierarchical acoustic alignments with the linguistic representation are applied. Additionally, we propose the use of Sinkhorn attention in cross-modality alignment process, where the transformer attention is a special case of this Sinkhorn attention process. The CMKT learning is supposed to compel the acoustic encoder to encode rich linguistic knowledge for ASR. On the AISHELL-1 dataset, with CTC greedy decoding for inference (without using any language model), we achieved state-of-the-art performance with 3.64% and 3.94% character error rates (CERs) for the development and test sets, which corresponding to relative improvements of 34.18% and 34.88% compared to the baseline CTC-ASR system, respectively.

Cross-modal Alignment with Optimal Transport for CTC-based ASR

Temporal connectionist temporal classification (CTC)-based automatic speech recognition (ASR) is one of the most successful end to end (E2E) ASR frameworks. However, due to the token independence assumption in decoding, an external language model (LM) is required which destroys its fast parallel decoding property. Several studies have been proposed to transfer linguistic knowledge from a pretrained LM (PLM) to the CTC based ASR. Since the PLM is built from text while the acoustic model is trained with speech, a cross-modal alignment is required in order to transfer the context dependent linguistic knowledge from the PLM to acoustic encoding. In this study, we propose a novel cross-modal alignment algorithm based on optimal transport (OT). In the alignment process, a transport coupling matrix is obtained using OT, which is then utilized to transform a latent acoustic representation for matching the context-dependent linguistic features encoded by the PLM. Based on the alignment, the latent acoustic feature is forced to encode context dependent linguistic information. We integrate this latent acoustic feature to build conformer encoder-based CTC ASR system. On the AISHELL-1 data corpus, our system achieved 3.96% and 4.27% character error rate (CER) for dev and test sets, respectively, which corresponds to relative improvements of 28.39% and 29.42% compared to the baseline conformer CTC ASR system without cross-modal knowledge transfer.

Pronunciation-aware unique character encoding for RNN Transducer-based Mandarin speech recognition

For Mandarin end-to-end (E2E) automatic speech recognition (ASR) tasks, compared to character-based modeling units, pronunciation-based modeling units could improve the sharing of modeling units in model training but meet homophone problems. In this study, we propose to use a novel pronunciation-aware unique character encoding for building E2E RNN-T-based Mandarin ASR systems. The proposed encoding is a combination of pronunciation-base syllable and character index (CI). By introducing the CI, the RNN-T model can overcome the homophone problem while utilizing the pronunciation information for extracting modeling units. With the proposed encoding, the model outputs can be converted into the final recognition result through a one-to-one mapping. We conducted experiments on Aishell and MagicData datasets, and the experimental results showed the effectiveness of the proposed method.

Transducer-based language embedding for spoken language identification

The acoustic and linguistic features are important cues for the spoken language identification (LID) task. Recent advanced LID systems mainly use acoustic features that lack the usage of explicit linguistic feature encoding. In this paper, we propose a novel transducer-based language embedding approach for LID tasks by integrating an RNN transducer model into a language embedding framework. Benefiting from the advantages of the RNN transducer's linguistic representation capability, the proposed method can exploit both phonetically-aware acoustic features and explicit linguistic features for LID tasks. Experiments were carried out on the large-scale multilingual LibriSpeech and VoxLingua107 datasets. Experimental results showed the proposed method significantly improves the performance on LID tasks with 12% to 59% and 16% to 24% relative improvement on in-domain and cross-domain datasets, respectively.

Partial Coupling of Optimal Transport for Spoken Language Identification

In order to reduce domain discrepancy to improve the performance of cross-domain spoken language identification (SLID) system, as an unsupervised domain adaptation (UDA) method, we have proposed a joint distribution alignment (JDA) model based on optimal transport (OT). A discrepancy measurement based on OT was adopted for JDA between training and test data sets. In our previous study, it was supposed that the training and test sets share the same label space. However, in real applications, the label space of the test set is only a subset of that of the training set. Fully matching training and test domains for distribution alignment may introduce negative domain transfer. In this paper, we propose an JDA model based on partial optimal transport (POT), i.e., only partial couplings of OT are allowed during JDA. Moreover, since the label of test data is unknown, in the POT, a soft weighting on the coupling based on transport cost is adaptively set during domain alignment. Experiments were carried out on a cross-domain SLID task to evaluate the proposed UDA. Results showed that our proposed UDA significantly improved the performance due to the consideration of the partial couplings in OT.