Abstract:Large Language Models (LLMs) are swiftly advancing in architecture and capability, and as they integrate more deeply into complex systems, the urgency to scrutinize their security properties grows. This paper surveys research in the emerging interdisciplinary field of adversarial attacks on LLMs, a subfield of trustworthy ML, combining the perspectives of Natural Language Processing and Security. Prior work has shown that even safety-aligned LLMs (via instruction tuning and reinforcement learning through human feedback) can be susceptible to adversarial attacks, which exploit weaknesses and mislead AI systems, as evidenced by the prevalence of `jailbreak' attacks on models like ChatGPT and Bard. In this survey, we first provide an overview of large language models, describe their safety alignment, and categorize existing research based on various learning structures: textual-only attacks, multi-modal attacks, and additional attack methods specifically targeting complex systems, such as federated learning or multi-agent systems. We also offer comprehensive remarks on works that focus on the fundamental sources of vulnerabilities and potential defenses. To make this field more accessible to newcomers, we present a systematic review of existing works, a structured typology of adversarial attack concepts, and additional resources, including slides for presentations on related topics at the 62nd Annual Meeting of the Association for Computational Linguistics (ACL'24).
Abstract:Machine learning (ML) models are overparameterized to support generality and avoid overfitting. Prior works have shown that these additional parameters can be used for both malicious (e.g., hiding a model covertly within a trained model) and beneficial purposes (e.g., watermarking a model). In this paper, we propose a novel information theoretic perspective of the problem; we consider the ML model as a storage channel with a capacity that increases with overparameterization. Specifically, we consider a sender that embeds arbitrary information in the model at training time, which can be extracted by a receiver with a black-box access to the deployed model. We derive an upper bound on the capacity of the channel based on the number of available parameters. We then explore black-box write and read primitives that allow the attacker to: (i) store data in an optimized way within the model by augmenting the training data at the transmitter side, and (ii) to read it by querying the model after it is deployed. We also analyze the detectability of the writing primitive and consider a new version of the problem which takes information storage covertness into account. Specifically, to obtain storage covertness, we introduce a new constraint such that the data augmentation used for the write primitives minimizes the distribution shift with the initial (baseline task) distribution. This constraint introduces a level of "interference" with the initial task, thereby limiting the channel's effective capacity. Therefore, we develop optimizations to improve the capacity in this case, including a novel ML-specific substitution based error correction protocol. We believe that the proposed modeling of the problem offers new tools to better understand and mitigate potential vulnerabilities of ML, especially in the context of increasingly large models.