Optimal ISAC Beamforming Structure and Efficient Algorithms for Sum Rate and CRLB Balancing

Integrated sensing and communications (ISAC) has emerged as a promising paradigm to unify wireless communications and radar sensing, enabling efficient spectrum and hardware utilization. A core challenge with realizing the gains of ISAC stems from the unique challenges of dual purpose beamforming design due to the highly non-convex nature of key performance metrics such as sum rate for communications and the Cramer-Rao lower bound (CRLB) for sensing. In this paper, we propose a low-complexity structured approach to ISAC beamforming optimization to simultaneously enhance spectral efficiency and estimation accuracy. Specifically, we develop a successive convex approximation (SCA) based algorithm which transforms the original non-convex problem into a sequence of convex subproblems ensuring convergence to a locally optimal solution. Furthermore, leveraging the proposed SCA framework and the Lagrange duality, we derive the optimal beamforming structure for CRLB optimization in ISAC systems. Our findings characterize the reduction in radar streams one can employ without affecting performance. This enables a dimensionality reduction that enhances computational efficiency. Numerical simulations validate that our approach achieves comparable or superior performance to the considered benchmarks while requiring much lower computational costs.

Model-Based Machine Learning for Max-Min Fairness Beamforming Design in JCAS Systems

Joint communications and sensing (JCAS) is expected to be a crucial technology for future wireless systems. This paper investigates beamforming design for a multi-user multi-target JCAS system to ensure fairness and balance between communications and sensing performance. We jointly optimize the transmit and receive beamformers to maximize the weighted sum of the minimum communications rate and sensing mutual information. The formulated problem is highly challenging due to its non-smooth and non-convex nature. To overcome the challenges, we reformulate the problem into an equivalent but more tractable form. We first solve this problem by alternating optimization (AO) and then propose a machine learning algorithm based on the AO approach. Numerical results show that our algorithm scales effectively with the number of the communications users and provides better performance with shorter run time compared to conventional optimization approaches.

Digital and Hybrid Precoding Designs in Massive MIMO with Low-Resolution ADCs

Low-resolution analog-to-digital converters (ADCs) have emerged as an efficient solution for massive multiple-input multiple-output (MIMO) systems to reap high data rates with reasonable power consumption and hardware complexity. In this paper, we study precoding designs for digital, fully connected (FC) hybrid, and partially connected (PC) hybrid beamforming architectures in massive MIMO systems with low-resolution ADCs at the receiver. We aim to maximize the spectral efficiency (SE) subject to a transmit power budget and hardware constraints on the analog components. The resulting problems are nonconvex and the quantization distortion introduces additional challenges. To address them, we first derive a tight lower bound for the SE, based on which we optimize the precoders for the three beamforming architectures under the majorization-minorization framework. Numerical results validate the superiority of the proposed precoding designs over their state-of-the-art counterparts in systems with low-resolution ADCs, particularly those with 1-bit resolution. The results show that the PC hybrid precoding design can achieve an SE close to those of the digital and FC hybrid precoding designs in 1-bit systems, highlighting the potential of the PC hybrid beamforming architectures.

Hybrid Receiver Design for Massive MIMO-OFDM with Low-Resolution ADCs and Oversampling

Low-resolution analog-to-digital converters (ADCs) and hybrid beamforming have emerged as efficient solutions to reduce power consumption with satisfactory spectral efficiency (SE) in massive multiple-input multiple-output (MIMO) systems. In this paper, we investigate the performance of a hybrid receiver in uplink massive MIMO orthogonal frequency-division multiplexing (OFDM) systems with low-resolution ADCs and oversampling. Considering both the temporal and spatial correlation of the quantization distortion (QD), we derive a closed-form approximation of the frequency-domain QD covariance matrix, which facilitates the evaluation of the system SE. Then we jointly design the analog and baseband combiners to maximize the SE. The formulated problem is significantly challenging due to the constant-modulus constraint of the analog combiner and its coupling with the digital one. To overcome the challenges, we transform the objective function into an equivalent but more tractable form and then iteratively update the analog and digital combiner. Numerical simulations verify the superiority of the proposed algorithm compared to the considered benchmarks and show the resilience of the hybrid receiver to beam squint for low-resolution systems. Furthermore, the results show that the proposed hybrid receiver design with oversampling can achieve significantly higher energy efficiency compared to the digital one.

Joint Beamforming Design and Bit Allocation in Massive MIMO with Resolution-Adaptive ADCs

Low-resolution analog-to-digital converters (ADCs) have emerged as a promising technology for reducing power consumption and complexity in massive multiple-input multiple-output (MIMO) systems while maintaining satisfactory spectral and energy efficiencies (SE/EE). In this work, we first identify the essential properties of optimal quantization and leverage them to derive a closed-form approximation of the covariance matrix of the quantization distortion. The theoretical finding facilitates the system SE analysis in the presence of low-resolution ADCs. We then focus on the joint optimization of the transmit-receive beamforming and bit allocation to maximize the SE under constraints on the transmit power and the total number of active ADC bits. To solve the resulting mixed-integer problem, we first develop an efficient beamforming design for fixed ADC resolutions. Then, we propose a low-complexity heuristic algorithm to iteratively optimize the ADC resolutions and beamforming matrices. Numerical results for a $64 \times 64$ MIMO system demonstrate that the proposed design offers $6\%$ improvement in both SE and EE with $40\%$ fewer active ADC bits compared with the uniform bit allocation. Furthermore, we numerically show that receiving more data streams with low-resolution ADCs can achieve higher SE and EE compared to receiving fewer data streams with high-resolution ADCs.

Analysis of Oversampling in Uplink Massive MIMO-OFDM with Low-Resolution ADCs

Low-resolution analog-to-digital converters (ADCs) have emerged as an efficient solution for massive multiple-input multiple-output (MIMO) systems to reap high data rates with reasonable power consumption and hardware complexity. In this paper, we analyze the performance of oversampling in uplink massive MIMO orthogonal frequency-division multiplexing (MIMO-OFDM) systems with low-resolution ADCs. Considering both the temporal and spatial correlation of the quantization distortion, we derive an approximate closed-form expression of an achievable sum rate, which reveals how the oversampling ratio (OSR), the ADC resolution, and the signal-to-noise ratio (SNR) jointly affect the system performance. In particular, we demonstrate that oversampling can effectively improve the sum rate by mitigating the impact of the quantization distortion, especially at high SNR and with very low ADC resolution. Furthermore, we show that the considered low-resolution massive MIMO-OFDM system can achieve the same performance as the unquantized one when both the SNR and the OSR are sufficiently high. Numerical simulations confirm our analysis.

Beam Squint Analysis and Mitigation via Hybrid Beamforming Design in THz Communications

We investigate the beam squint effect in uniform planar arrays (UPAs) and propose an efficient hybrid beamforming (HBF) design to mitigate the beam squint in multiple-input multiple-output orthogonal frequency-division multiplexing (MIMO-OFDM) systems operating at terahertz band. We first analyze the array gain and derive the closed-form beam squint ratio that characterizes the severity of the beam squint effect on UPAs. The effect is shown to be more severe with a higher fractional bandwidth, while it can be significantly mitigated when the shape of a UPA approaches a square. We then focus on the HBF design that maximizes the system spectral efficiency. The design problem is challenging due to the frequency-flat nature and hardware constraints of the analog beamformer. We overcome the challenges by proposing an efficient decoupling design in which the digital and analog beamformers admit closed-form solutions, which facilitate practical implementations. Numerical results validate our analysis and show that the proposed HBF design is robust to beam squint, and thus, it outperforms the state-of-the-art methods in wideband massive MIMO systems.

AI-Empowered Hybrid MIMO Beamforming

Hybrid multiple-input multiple-output (MIMO) is an attractive technology for realizing extreme massive MIMO systems envisioned for future wireless communications in a scalable and power-efficient manner. However, the fact that hybrid MIMO systems implement part of their beamforming in analog and part in digital makes the optimization of their beampattern notably more challenging compared with conventional fully digital MIMO. Consequently, recent years have witnessed a growing interest in using data-aided artificial intelligence (AI) tools for hybrid beamforming design. This article reviews candidate strategies to leverage data to improve real-time hybrid beamforming design. We discuss the architectural constraints and characterize the core challenges associated with hybrid beamforming optimization. We then present how these challenges are treated via conventional optimization, and identify different AI-aided design approaches. These can be roughly divided into purely data-driven deep learning models and different forms of deep unfolding techniques for combining AI with classical optimization.We provide a systematic comparative study between existing approaches including both numerical evaluations and qualitative measures. We conclude by presenting future research opportunities associated with the incorporation of AI in hybrid MIMO systems.

Deep Unfolding Hybrid Beamforming Designs for THz Massive MIMO Systems

Hybrid beamforming (HBF) is a key enabler for wideband terahertz (THz) massive multiple-input multiple-output (mMIMO) communications systems. A core challenge with designing HBF systems stems from the fact their application often involves a non-convex, highly complex optimization of large dimensions. In this paper, we propose HBF schemes that leverage data to enable efficient designs for both the fully-connected HBF (FC-HBF) and dynamic sub-connected HBF (SC-HBF) architectures. We develop a deep unfolding framework based on factorizing the optimal fully digital beamformer into analog and digital terms and formulating two corresponding equivalent least squares (LS) problems. Then, the digital beamformer is obtained via a closed-form LS solution, while the analog beamformer is obtained via ManNet, a lightweight sparsely-connected deep neural network based on unfolding projected gradient descent. Incorporating ManNet into the developed deep unfolding framework leads to the ManNet-based FC-HBF scheme. We show that the proposed ManNet can also be applied to SC-HBF designs after determining the connections between the radio frequency chain and antennas. We further develop a simplified version of ManNet, referred to as subManNet, that directly produces the sparse analog precoder for SC-HBF architectures. Both networks are trained with an unsupervised training procedure. Numerical results verify that the proposed ManNet/subManNet-based HBF approaches outperform the conventional model-based and deep unfolded counterparts with very low complexity and a fast run time. For example, in a simulation with 128 transmit antennas, it attains a slightly higher spectral efficiency than the Riemannian manifold scheme, but over 1000 times faster and with a complexity reduction of more than by a factor of six (6).

Switch-based Hybrid Beamforming Transceiver Design for Wideband Communications with Beam Squint

The frequency-selectivity of beamforming, known as the beam squint, significantly impacts the performance of a system with large signal bandwidths. Standard hybrid beamforming (HBF) transceiver architectures based on frequency-independent phase shifters (PS-HBF) are sensitive to the phases and physical directions with limited capability to compensate for the detrimental effects of the beam squint. Motivated by the fact that switches are phase-independent and more power/cost efficient than phase shifters, we consider the switch-based HBF (SW-HBF) for wideband large-scale multiple-input multiple-output systems in this paper. We first derive a closed-form expression of the beam squint ratio of the PS-HBF architecture and compare the expected array gains of both SW-HBF and PS-HBF architectures. The results show that SW-HBF is more robust to the beam squint effect. We then focus on the SW-HBF design to maximize the system spectral efficiency. The formulated problem is a non-convex mixed-integer program. We propose three efficient suboptimal SW-HBF algorithms based on tabu search and projected gradient ascend. Simulations show that the proposed SW-HBF schemes achieve near-optimal performance with low complexity. Furthermore, they attain up to 26% spectral efficiency and 90% energy efficiency enhancements compared to the PS-HBF scheme.