An Enhanced Federated Prototype Learning Method under Domain Shift

Federated Learning (FL) allows collaborative machine learning training without sharing private data. Numerous studies have shown that one significant factor affecting the performance of federated learning models is the heterogeneity of data across different clients, especially when the data is sampled from various domains. A recent paper introduces variance-aware dual-level prototype clustering and uses a novel $\alpha$-sparsity prototype loss, which increases intra-class similarity and reduces inter-class similarity. To ensure that the features converge within specific clusters, we introduce an improved algorithm, Federated Prototype Learning with Convergent Clusters, abbreviated as FedPLCC. To increase inter-class distances, we weight each prototype with the size of the cluster it represents. To reduce intra-class distances, considering that prototypes with larger distances might come from different domains, we select only a certain proportion of prototypes for the loss function calculation. Evaluations on the Digit-5, Office-10, and DomainNet datasets show that our method performs better than existing approaches.

Not all Minorities are Equal: Empty-Class-Aware Distillation for Heterogeneous Federated Learning

Data heterogeneity, characterized by disparities in local data distribution across clients, poses a significant challenge in federated learning. Substantial efforts have been devoted to addressing the heterogeneity in local label distribution. As minority classes suffer from worse accuracy due to overfitting on local imbalanced data, prior methods often incorporate class-balanced learning techniques during local training. Despite the improved mean accuracy across all classes, we observe that empty classes-referring to categories absent from a client's data distribution-are still not well recognized. This paper introduces FedED, a novel approach in heterogeneous federated learning that integrates both empty-class distillation and logit suppression simultaneously. Specifically, empty-class distillation leverages knowledge distillation during local training on each client to retain essential information related to empty classes from the global model. Moreover, logit suppression directly penalizes network logits for non-label classes, effectively addressing misclassifications in minority classes that may be biased toward majority classes. Extensive experiments validate the efficacy of FedED, surpassing previous state-of-the-art methods across diverse datasets with varying degrees of label distribution shift.