Dynamic Benchmarks: Spatial and Temporal Alignment for ADS Performance Evaluation

Deployed SAE level 4+ Automated Driving Systems (ADS) without a human driver are currently operational ride-hailing fleets on surface streets in the United States. This current use case and future applications of this technology will determine where and when the fleets operate, potentially resulting in a divergence from the distribution of driving of some human benchmark population within a given locality. Existing benchmarks for evaluating ADS performance have only done county-level geographical matching of the ADS and benchmark driving exposure in crash rates. This study presents a novel methodology for constructing dynamic human benchmarks that adjust for spatial and temporal variations in driving distribution between an ADS and the overall human driven fleet. Dynamic benchmarks were generated using human police-reported crash data, human vehicle miles traveled (VMT) data, and over 20 million miles of Waymo's rider-only (RO) operational data accumulated across three US counties. The spatial adjustment revealed significant differences across various severity levels in adjusted crash rates compared to unadjusted benchmarks with these differences ranging from 10% to 47% higher in San Francisco, 12% to 20% higher in Maricopa, and 7% lower to 34% higher in Los Angeles counties. The time-of-day adjustment in San Francisco, limited to this region due to data availability, resulted in adjusted crash rates 2% lower to 16% higher than unadjusted rates, depending on severity level. The findings underscore the importance of adjusting for spatial and temporal confounders in benchmarking analysis, which ultimately contributes to a more equitable benchmark for ADS performance evaluations.

RAVE Checklist: Recommendations for Overcoming Challenges in Retrospective Safety Studies of Automated Driving Systems

The public, regulators, and domain experts alike seek to understand the effect of deployed SAE level 4 automated driving system (ADS) technologies on safety. The recent expansion of ADS technology deployments is paving the way for early stage safety impact evaluations, whereby the observational data from both an ADS and a representative benchmark fleet are compared to quantify safety performance. In January 2024, a working group of experts across academia, insurance, and industry came together in Washington, DC to discuss the current and future challenges in performing such evaluations. A subset of this working group then met, virtually, on multiple occasions to produce this paper. This paper presents the RAVE (Retrospective Automated Vehicle Evaluation) checklist, a set of fifteen recommendations for performing and evaluating retrospective ADS performance comparisons. The recommendations are centered around the concepts of (1) quality and validity, (2) transparency, and (3) interpretation. Over time, it is anticipated there will be a large and varied body of work evaluating the observed performance of these ADS fleets. Establishing and promoting good scientific practices benefits the work of stakeholders, many of whom may not be subject matter experts. This working group's intentions are to: i) strengthen individual research studies and ii) make the at-large community more informed on how to evaluate this collective body of work.

Benchmarks for Retrospective Automated Driving System Crash Rate Analysis Using Police-Reported Crash Data

With fully automated driving systems (ADS; SAE level 4) ride-hailing services expanding in the US, we are now approaching an inflection point, where the process of retrospectively evaluating ADS safety impact can start to yield statistically credible conclusions. An ADS safety impact measurement requires a comparison to a "benchmark" crash rate. This study aims to address, update, and extend the existing literature by leveraging police-reported crashes to generate human crash rates for multiple geographic areas with current ADS deployments. All of the data leveraged is publicly accessible, and the benchmark determination methodology is intended to be repeatable and transparent. Generating a benchmark that is comparable to ADS crash data is associated with certain challenges, including data selection, handling underreporting and reporting thresholds, identifying the population of drivers and vehicles to compare against, choosing an appropriate severity level to assess, and matching crash and mileage exposure data. Consequently, we identify essential steps when generating benchmarks, and present our analyses amongst a backdrop of existing ADS benchmark literature. One analysis presented is the usage of established underreporting correction methodology to publicly available human driver police-reported data to improve comparability to publicly available ADS crash data. We also identify important dependencies in controlling for geographic region, road type, and vehicle type, and show how failing to control for these features can bias results. This body of work aims to contribute to the ability of the community - researchers, regulators, industry, and experts - to reach consensus on how to estimate accurate benchmarks.

Comparison of Waymo Rider-Only Crash Data to Human Benchmarks at 7.1 Million Miles

This paper examines the safety performance of the Waymo Driver, an SAE level 4 automated driving system (ADS) used in a rider-only (RO) ride-hailing application without a human driver, either in the vehicle or remotely. ADS crash data was derived from NHTSA's Standing General Order (SGO) reporting over 7.14 million RO miles through the end of October 2023 in Phoenix, AZ, San Francisco, CA, and Los Angeles, CA. This study is one of the first to compare overall crashed vehicle rates using only RO data (as opposed to ADS testing with a human behind the wheel) to a human benchmark that also corrects for biases caused by underreporting and unequal reporting thresholds reported in the literature. When considering all locations together, the any-injury-reported crashed vehicle rate was 0.41 incidents per million miles (IPMM) for the ADS vs 2.78 IPMM for the human benchmark, an 85% reduction or a 6.8 times lower rate. Police-reported crashed vehicle rates for all locations together were 2.1 IPMM for the ADS vs. 4.85 IPMM for the human benchmark, a 57% reduction or 2.3 times lower rate. Police-reported and any-injury-reported crashed vehicle rate reductions for the ADS were statistically significant when compared in San Francisco and Phoenix as well as combined across all locations. The comparison in Los Angeles, which to date has low mileage and no reported events, was not statistically significant. In general, the Waymo ADS had a lower any property damage or injury rate than the human benchmarks. Given imprecision in the benchmark estimate and multiple potential sources of underreporting biasing the benchmarks, caution should be taken when interpreting the results of the any property damage or injury comparison. Together, these crash-rate results should be interpreted as a directional and continuous confidence growth indicator, together with other methodologies, in a safety case approach.

Collision Avoidance Testing of the Waymo Automated Driving System

This paper describes Waymo's Collision Avoidance Testing (CAT) methodology: a scenario-based testing method that evaluates the safety of the Waymo Driver Automated Driving Systems' (ADS) intended functionality in conflict situations initiated by other road users that require urgent evasive maneuvers. Because SAE Level 4 ADS are responsible for the dynamic driving task (DDT), when engaged, without immediate human intervention, evaluating a Level 4 ADS using scenario-based testing is difficult due to the potentially infinite number of operational scenarios in which hazardous situations may unfold. To that end, in this paper we first describe the safety test objectives for the CAT methodology, including the collision and serious injury metrics and the reference behavior model representing a non-impaired eyes on conflict human driver used to form an acceptance criterion. Afterward, we introduce the process for identifying potentially hazardous situations from a combination of human data, ADS testing data, and expert knowledge about the product design and associated Operational Design Domain (ODD). The test allocation and execution strategy is presented next, which exclusively utilize simulations constructed from sensor data collected on a test track, real-world driving, or from simulated sensor data. The paper concludes with the presentation of results from applying CAT to the fully autonomous ride-hailing service that Waymo operates in San Francisco, California and Phoenix, Arizona. The iterative nature of scenario identification, combined with over ten years of experience of on-road testing, results in a scenario database that converges to a representative set of responder role scenarios for a given ODD. Using Waymo's virtual test platform, which is calibrated to data collected as part of many years of ADS development, the CAT methodology provides a robust and scalable safety evaluation.