Comprehensive Equity Index (CEI): Definition and Application to Bias Evaluation in Biometrics

We present a novel metric designed, among other applications, to quantify biased behaviors of machine learning models. As its core, the metric consists of a new similarity metric between score distributions that balances both their general shapes and tails' probabilities. In that sense, our proposed metric may be useful in many application areas. Here we focus on and apply it to the operational evaluation of face recognition systems, with special attention to quantifying demographic biases; an application where our metric is especially useful. The topic of demographic bias and fairness in biometric recognition systems has gained major attention in recent years. The usage of these systems has spread in society, raising concerns about the extent to which these systems treat different population groups. A relevant step to prevent and mitigate demographic biases is first to detect and quantify them. Traditionally, two approaches have been studied to quantify differences between population groups in machine learning literature: 1) measuring differences in error rates, and 2) measuring differences in recognition score distributions. Our proposed Comprehensive Equity Index (CEI) trade-offs both approaches combining both errors from distribution tails and general distribution shapes. This new metric is well suited to real-world scenarios, as measured on NIST FRVT evaluations, involving high-performance systems and realistic face databases including a wide range of covariates and demographic groups. We first show the limitations of existing metrics to correctly assess the presence of biases in realistic setups and then propose our new metric to tackle these limitations. We tested the proposed metric with two state-of-the-art models and four widely used databases, showing its capacity to overcome the main flaws of previous bias metrics.

PAD-Phys: Exploiting Physiology for Presentation Attack Detection in Face Biometrics

Presentation Attack Detection (PAD) is a crucial stage in facial recognition systems to avoid leakage of personal information or spoofing of identity to entities. Recently, pulse detection based on remote photoplethysmography (rPPG) has been shown to be effective in face presentation attack detection. This work presents three different approaches to the presentation attack detection based on rPPG: (i) The physiological domain, a domain using rPPG-based models, (ii) the Deepfakes domain, a domain where models were retrained from the physiological domain to specific Deepfakes detection tasks; and (iii) a new Presentation Attack domain was trained by applying transfer learning from the two previous domains to improve the capability to differentiate between bona-fides and attacks. The results show the efficiency of the rPPG-based models for presentation attack detection, evidencing a 21.70% decrease in average classification error rate (ACER) (from 41.03% to 19.32%) when the presentation attack domain is compared to the physiological and Deepfakes domains. Our experiments highlight the efficiency of transfer learning in rPPG-based models and perform well in presentation attack detection in instruments that do not allow copying of this physiological feature.