Constitutional Classifiers: Defending against Universal Jailbreaks across Thousands of Hours of Red Teaming

Large language models (LLMs) are vulnerable to universal jailbreaks-prompting strategies that systematically bypass model safeguards and enable users to carry out harmful processes that require many model interactions, like manufacturing illegal substances at scale. To defend against these attacks, we introduce Constitutional Classifiers: safeguards trained on synthetic data, generated by prompting LLMs with natural language rules (i.e., a constitution) specifying permitted and restricted content. In over 3,000 estimated hours of red teaming, no red teamer found a universal jailbreak that could extract information from an early classifier-guarded LLM at a similar level of detail to an unguarded model across most target queries. On automated evaluations, enhanced classifiers demonstrated robust defense against held-out domain-specific jailbreaks. These classifiers also maintain deployment viability, with an absolute 0.38% increase in production-traffic refusals and a 23.7% inference overhead. Our work demonstrates that defending against universal jailbreaks while maintaining practical deployment viability is tractable.

Rapid Response: Mitigating LLM Jailbreaks with a Few Examples

As large language models (LLMs) grow more powerful, ensuring their safety against misuse becomes crucial. While researchers have focused on developing robust defenses, no method has yet achieved complete invulnerability to attacks. We propose an alternative approach: instead of seeking perfect adversarial robustness, we develop rapid response techniques to look to block whole classes of jailbreaks after observing only a handful of attacks. To study this setting, we develop RapidResponseBench, a benchmark that measures a defense's robustness against various jailbreak strategies after adapting to a few observed examples. We evaluate five rapid response methods, all of which use jailbreak proliferation, where we automatically generate additional jailbreaks similar to the examples observed. Our strongest method, which fine-tunes an input classifier to block proliferated jailbreaks, reduces attack success rate by a factor greater than 240 on an in-distribution set of jailbreaks and a factor greater than 15 on an out-of-distribution set, having observed just one example of each jailbreaking strategy. Moreover, further studies suggest that the quality of proliferation model and number of proliferated examples play an key role in the effectiveness of this defense. Overall, our results highlight the potential of responding rapidly to novel jailbreaks to limit LLM misuse.