Analysis of Argument Structure Constructions in a Deep Recurrent Language Model

Understanding how language and linguistic constructions are processed in the brain is a fundamental question in cognitive computational neuroscience. In this study, we explore the representation and processing of Argument Structure Constructions (ASCs) in a recurrent neural language model. We trained a Long Short-Term Memory (LSTM) network on a custom-made dataset consisting of 2000 sentences, generated using GPT-4, representing four distinct ASCs: transitive, ditransitive, caused-motion, and resultative constructions. We analyzed the internal activations of the LSTM model's hidden layers using Multidimensional Scaling (MDS) and t-Distributed Stochastic Neighbor Embedding (t-SNE) to visualize the sentence representations. The Generalized Discrimination Value (GDV) was calculated to quantify the degree of clustering within these representations. Our results show that sentence representations form distinct clusters corresponding to the four ASCs across all hidden layers, with the most pronounced clustering observed in the last hidden layer before the output layer. This indicates that even a relatively simple, brain-constrained recurrent neural network can effectively differentiate between various construction types. These findings are consistent with previous studies demonstrating the emergence of word class and syntax rule representations in recurrent language models trained on next word prediction tasks. In future work, we aim to validate these results using larger language models and compare them with neuroimaging data obtained during continuous speech perception. This study highlights the potential of recurrent neural language models to mirror linguistic processing in the human brain, providing valuable insights into the computational and neural mechanisms underlying language understanding.

Analyzing Narrative Processing in Large Language Models (LLMs): Using GPT4 to test BERT

The ability to transmit and receive complex information via language is unique to humans and is the basis of traditions, culture and versatile social interactions. Through the disruptive introduction of transformer based large language models (LLMs) humans are not the only entity to "understand" and produce language any more. In the present study, we have performed the first steps to use LLMs as a model to understand fundamental mechanisms of language processing in neural networks, in order to make predictions and generate hypotheses on how the human brain does language processing. Thus, we have used ChatGPT to generate seven different stylistic variations of ten different narratives (Aesop's fables). We used these stories as input for the open source LLM BERT and have analyzed the activation patterns of the hidden units of BERT using multi-dimensional scaling and cluster analysis. We found that the activation vectors of the hidden units cluster according to stylistic variations in earlier layers of BERT (1) than narrative content (4-5). Despite the fact that BERT consists of 12 identical building blocks that are stacked and trained on large text corpora, the different layers perform different tasks. This is a very useful model of the human brain, where self-similar structures, i.e. different areas of the cerebral cortex, can have different functions and are therefore well suited to processing language in a very efficient way. The proposed approach has the potential to open the black box of LLMs on the one hand, and might be a further step to unravel the neural processes underlying human language processing and cognition in general.

Multi-Modal Cognitive Maps based on Neural Networks trained on Successor Representations

Cognitive maps are a proposed concept on how the brain efficiently organizes memories and retrieves context out of them. The entorhinal-hippocampal complex is heavily involved in episodic and relational memory processing, as well as spatial navigation and is thought to built cognitive maps via place and grid cells. To make use of the promising properties of cognitive maps, we set up a multi-modal neural network using successor representations which is able to model place cell dynamics and cognitive map representations. Here, we use multi-modal inputs consisting of images and word embeddings. The network learns the similarities between novel inputs and the training database and therefore the representation of the cognitive map successfully. Subsequently, the prediction of the network can be used to infer from one modality to another with over $90\%$ accuracy. The proposed method could therefore be a building block to improve current AI systems for better understanding of the environment and the different modalities in which objects appear. The association of specific modalities with certain encounters can therefore lead to context awareness in novel situations when similar encounters with less information occur and additional information can be inferred from the learned cognitive map. Cognitive maps, as represented by the entorhinal-hippocampal complex in the brain, organize and retrieve context from memories, suggesting that large language models (LLMs) like ChatGPT could harness similar architectures to function as a high-level processing center, akin to how the hippocampus operates within the cortex hierarchy. Finally, by utilizing multi-modal inputs, LLMs can potentially bridge the gap between different forms of data (like images and words), paving the way for context-awareness and grounding of abstract concepts through learned associations, addressing the grounding problem in AI.

Beyond Labels: Advancing Cluster Analysis with the Entropy of Distance Distribution (EDD)

In the evolving landscape of data science, the accurate quantification of clustering in high-dimensional data sets remains a significant challenge, especially in the absence of predefined labels. This paper introduces a novel approach, the Entropy of Distance Distribution (EDD), which represents a paradigm shift in label-free clustering analysis. Traditional methods, reliant on discrete labels, often struggle to discern intricate cluster patterns in unlabeled data. EDD, however, leverages the characteristic differences in pairwise point-to-point distances to discern clustering tendencies, independent of data labeling. Our method employs the Shannon information entropy to quantify the 'peakedness' or 'flatness' of distance distributions in a data set. This entropy measure, normalized against its maximum value, effectively distinguishes between strongly clustered data (indicated by pronounced peaks in distance distribution) and more homogeneous, non-clustered data sets. This label-free quantification is resilient against global translations and permutations of data points, and with an additional dimension-wise z-scoring, it becomes invariant to data set scaling. We demonstrate the efficacy of EDD through a series of experiments involving two-dimensional data spaces with Gaussian cluster centers. Our findings reveal a monotonic increase in the EDD value with the widening of cluster widths, moving from well-separated to overlapping clusters. This behavior underscores the method's sensitivity and accuracy in detecting varying degrees of clustering. EDD's potential extends beyond conventional clustering analysis, offering a robust, scalable tool for unraveling complex data structures without reliance on pre-assigned labels.

Conceptual Cognitive Maps Formation with Neural Successor Networks and Word Embeddings

The human brain possesses the extraordinary capability to contextualize the information it receives from our environment. The entorhinal-hippocampal plays a critical role in this function, as it is deeply engaged in memory processing and constructing cognitive maps using place and grid cells. Comprehending and leveraging this ability could significantly augment the field of artificial intelligence. The multi-scale successor representation serves as a good model for the functionality of place and grid cells and has already shown promise in this role. Here, we introduce a model that employs successor representations and neural networks, along with word embedding vectors, to construct a cognitive map of three separate concepts. The network adeptly learns two different scaled maps and situates new information in proximity to related pre-existing representations. The dispersion of information across the cognitive map varies according to its scale - either being heavily concentrated, resulting in the formation of the three concepts, or spread evenly throughout the map. We suggest that our model could potentially improve current AI models by providing multi-modal context information to any input, based on a similarity metric for the input and pre-existing knowledge representations.

Word class representations spontaneously emerge in a deep neural network trained on next word prediction

How do humans learn language, and can the first language be learned at all? These fundamental questions are still hotly debated. In contemporary linguistics, there are two major schools of thought that give completely opposite answers. According to Chomsky's theory of universal grammar, language cannot be learned because children are not exposed to sufficient data in their linguistic environment. In contrast, usage-based models of language assume a profound relationship between language structure and language use. In particular, contextual mental processing and mental representations are assumed to have the cognitive capacity to capture the complexity of actual language use at all levels. The prime example is syntax, i.e., the rules by which words are assembled into larger units such as sentences. Typically, syntactic rules are expressed as sequences of word classes. However, it remains unclear whether word classes are innate, as implied by universal grammar, or whether they emerge during language acquisition, as suggested by usage-based approaches. Here, we address this issue from a machine learning and natural language processing perspective. In particular, we trained an artificial deep neural network on predicting the next word, provided sequences of consecutive words as input. Subsequently, we analyzed the emerging activation patterns in the hidden layers of the neural network. Strikingly, we find that the internal representations of nine-word input sequences cluster according to the word class of the tenth word to be predicted as output, even though the neural network did not receive any explicit information about syntactic rules or word classes during training. This surprising result suggests, that also in the human brain, abstract representational categories such as word classes may naturally emerge as a consequence of predictive coding and processing during language acquisition.

Quantifying and maximizing the information flux in recurrent neural networks

Free-running Recurrent Neural Networks (RNNs), especially probabilistic models, generate an ongoing information flux that can be quantified with the mutual information $I\left[\vec{x}(t),\vec{x}(t\!+\!1)\right]$ between subsequent system states $\vec{x}$. Although, former studies have shown that $I$ depends on the statistics of the network's connection weights, it is unclear (1) how to maximize $I$ systematically and (2) how to quantify the flux in large systems where computing the mutual information becomes intractable. Here, we address these questions using Boltzmann machines as model systems. We find that in networks with moderately strong connections, the mutual information $I$ is approximately a monotonic transformation of the root-mean-square averaged Pearson correlations between neuron-pairs, a quantity that can be efficiently computed even in large systems. Furthermore, evolutionary maximization of $I\left[\vec{x}(t),\vec{x}(t\!+\!1)\right]$ reveals a general design principle for the weight matrices enabling the systematic construction of systems with a high spontaneous information flux. Finally, we simultaneously maximize information flux and the mean period length of cyclic attractors in the state space of these dynamical networks. Our results are potentially useful for the construction of RNNs that serve as short-time memories or pattern generators.

Neural Network based Formation of Cognitive Maps of Semantic Spaces and the Emergence of Abstract Concepts

The hippocampal-entorhinal complex plays a major role in the organization of memory and thought. The formation of and navigation in cognitive maps of arbitrary mental spaces via place and grid cells can serve as a representation of memories and experiences and their relations to each other. The multi-scale successor representation is proposed to be the mathematical principle underlying place and grid cell computations. Here, we present a neural network, which learns a cognitive map of a semantic space based on 32 different animal species encoded as feature vectors. The neural network successfully learns the similarities between different animal species, and constructs a cognitive map of 'animal space' based on the principle of successor representations with an accuracy of around 30% which is near to the theoretical maximum regarding the fact that all animal species have more than one possible successor, i.e. nearest neighbor in feature space. Furthermore, a hierarchical structure, i.e. different scales of cognitive maps, can be modeled based on multi-scale successor representations. We find that, in fine-grained cognitive maps, the animal vectors are evenly distributed in feature space. In contrast, in coarse-grained maps, animal vectors are highly clustered according to their biological class, i.e. amphibians, mammals and insects. This could be a possible mechanism explaining the emergence of new abstract semantic concepts. Finally, even completely new or incomplete input can be represented by interpolation of the representations from the cognitive map with remarkable high accuracy of up to 95%. We conclude that the successor representation can serve as a weighted pointer to past memories and experiences, and may therefore be a crucial building block for future machine learning to include prior knowledge, and to derive context knowledge from novel input.

Classification at the Accuracy Limit -- Facing the Problem of Data Ambiguity

Data classification, the process of analyzing data and organizing it into categories, is a fundamental computing problem of natural and artificial information processing systems. Ideally, the performance of classifier models would be evaluated using unambiguous data sets, where the 'correct' assignment of category labels to the input data vectors is unequivocal. In real-world problems, however, a significant fraction of actually occurring data vectors will be located in a boundary zone between or outside of all categories, so that perfect classification cannot even in principle be achieved. We derive the theoretical limit for classification accuracy that arises from the overlap of data categories. By using a surrogate data generation model with adjustable statistical properties, we show that sufficiently powerful classifiers based on completely different principles, such as perceptrons and Bayesian models, all perform at this universal accuracy limit. Remarkably, the accuracy limit is not affected by applying non-linear transformations to the data, even if these transformations are non-reversible and drastically reduce the information content of the input data. We compare emerging data embeddings produced by supervised and unsupervised training, using MNIST and human EEG recordings during sleep. We find that categories are not only well separated in the final layers of classifiers trained with back-propagation, but to a smaller degree also after unsupervised dimensionality reduction. This suggests that human-defined categories, such as hand-written digits or sleep stages, can indeed be considered as 'natural kinds'.

Predictive Coding and Stochastic Resonance: Towards a Unified Theory of Auditory (Phantom) Perception

Cognitive computational neuroscience (CCN) suggests that to gain a mechanistic understanding of brain function, hypothesis driven experiments should be accompanied by biologically plausible computational models. This novel research paradigm offers a way from alchemy to chemistry, in auditory neuroscience. With a special focus on tinnitus - as the prime example of auditory phantom perception - we review recent work at the intersection of artificial intelligence, psychology, and neuroscience, foregrounding the idea that experiments will yield mechanistic insight only when employed to test formal or computational models. This view challenges the popular notion that tinnitus research is primarily data limited, and that producing large, multi-modal, and complex data-sets, analyzed with advanced data analysis algorithms, will lead to fundamental insights into how tinnitus emerges. We conclude that two fundamental processing principles - being ubiquitous in the brain - best fit to a vast number of experimental results and therefore provide the most explanatory power: predictive coding as a top-down, and stochastic resonance as a complementary bottom-up mechanism. Furthermore, we argue that even though contemporary artificial intelligence and machine learning approaches largely lack biological plausibility, the models to be constructed will have to draw on concepts from these fields; since they provide a formal account of the requisite computations that underlie brain function. Nevertheless, biological fidelity will have to be addressed, allowing for testing possible treatment strategies in silico, before application in animal or patient studies. This iteration of computational and empirical studies may help to open the "black boxes" of both machine learning and the human brain.