Thai Financial Domain Adaptation of THaLLE -- Technical Report

Large Language Models (LLMs) excel in general tasks but struggle with domain-specific challenges, such as specialized terminology and localized regulations. Existing financial LLMs, like FinGPT and BloombergGPT, lack support for the Thai financial domain. We developed a Thai Financial LLM using the Investment Consultant (IC) exam dataset from the Stock Exchange of Thailand. To address dataset limitations, we applied data augmentation, ReLoRA for efficient training, Continued Pretraining (CPT) for domain knowledge, and Rank-Stabilized LoRA (rsLoRA) for fine-tuning. Supervised Fine-Tuning (SFT) simulated exam scenarios, while Direct Preference Optimization (DPO) refined the model using feedback. The model achieved scores of 72%, 72%, and 84% on IC exam levels P1, P2, and P3, respectively, demonstrating its effectiveness in Thai financial advisory tasks and its potential for specialized applications.

THaLLE: Text Hyperlocally Augmented Large Language Extension -- Technical Report

Recent advancements in Large Language Models (LLMs) have revealed new capabilities and opportunities across the technological landscape. However, the practicality of very large LLMs is challenged by their high compute cost, which does not justify the benefits given their limited capability compared to humans. While smaller, more practical LLMs have shown potential in financial analysis, though they are not yet fully proficient, as evidenced by their near-passing performance on the Chartered Financial Analyst (CFA) exam. In this work, we present Financial Analyst Extension to our Text Hyperlocally Augmented Large Language Extension (THaLLE), a series of 8B LLMs consistently achieving highest performance on mock CFA exams against models of comparable size. We thoroughly document the fine-tuning techniques used to facilitate future research. Additionally, we introduce the use of Flare CFA, a publicly available dataset for evaluating LLMs as a financial advisor.

MrRank: Improving Question Answering Retrieval System through Multi-Result Ranking Model

Large Language Models (LLMs) often struggle with hallucinations and outdated information. To address this, Information Retrieval (IR) systems can be employed to augment LLMs with up-to-date knowledge. However, existing IR techniques contain deficiencies, posing a performance bottleneck. Given the extensive array of IR systems, combining diverse approaches presents a viable strategy. Nevertheless, prior attempts have yielded restricted efficacy. In this work, we propose an approach that leverages learning-to-rank techniques to combine heterogeneous IR systems. We demonstrate the method on two Retrieval Question Answering (ReQA) tasks. Our empirical findings exhibit a significant performance enhancement, outperforming previous approaches and achieving state-of-the-art results on ReQA SQuAD.

Parsing Thai Social Data: A New Challenge for Thai NLP

Dependency parsing (DP) is a task that analyzes text for syntactic structure and relationship between words. DP is widely used to improve natural language processing (NLP) applications in many languages such as English. Previous works on DP are generally applicable to formally written languages. However, they do not apply to informal languages such as the ones used in social networks. Therefore, DP has to be researched and explored with such social network data. In this paper, we explore and identify a DP model that is suitable for Thai social network data. After that, we will identify the appropriate linguistic unit as an input. The result showed that, the transition based model called, improve Elkared dependency parser outperform the others at UAS of 81.42%.

Semi-supervised Thai Sentence Segmentation Using Local and Distant Word Representations

A sentence is typically treated as the minimal syntactic unit used for extracting valuable information from a longer piece of text. However, in written Thai, there are no explicit sentence markers. We proposed a deep learning model for the task of sentence segmentation that includes three main contributions. First, we integrate n-gram embedding as a local representation to capture word groups near sentence boundaries. Second, to focus on the keywords of dependent clauses, we combine the model with a distant representation obtained from self-attention modules. Finally, due to the scarcity of labeled data, for which annotation is difficult and time-consuming, we also investigate and adapt Cross-View Training (CVT) as a semi-supervised learning technique, allowing us to utilize unlabeled data to improve the model representations. In the Thai sentence segmentation experiments, our model reduced the relative error by 7.4% and 10.5% compared with the baseline models on the Orchid and UGWC datasets, respectively. We also applied our model to the task of pronunciation recovery on the IWSLT English dataset. Our model outperformed the prior sequence tagging models, achieving a relative error reduction of 2.5%. Ablation studies revealed that utilizing n-gram presentations was the main contributing factor for Thai, while the semi-supervised training helped the most for English.