THaLLE: Text Hyperlocally Augmented Large Language Extension -- Technical Report

Recent advancements in Large Language Models (LLMs) have revealed new capabilities and opportunities across the technological landscape. However, the practicality of very large LLMs is challenged by their high compute cost, which does not justify the benefits given their limited capability compared to humans. While smaller, more practical LLMs have shown potential in financial analysis, though they are not yet fully proficient, as evidenced by their near-passing performance on the Chartered Financial Analyst (CFA) exam. In this work, we present Financial Analyst Extension to our Text Hyperlocally Augmented Large Language Extension (THaLLE), a series of 8B LLMs consistently achieving highest performance on mock CFA exams against models of comparable size. We thoroughly document the fine-tuning techniques used to facilitate future research. Additionally, we introduce the use of Flare CFA, a publicly available dataset for evaluating LLMs as a financial advisor.

MrRank: Improving Question Answering Retrieval System through Multi-Result Ranking Model

Large Language Models (LLMs) often struggle with hallucinations and outdated information. To address this, Information Retrieval (IR) systems can be employed to augment LLMs with up-to-date knowledge. However, existing IR techniques contain deficiencies, posing a performance bottleneck. Given the extensive array of IR systems, combining diverse approaches presents a viable strategy. Nevertheless, prior attempts have yielded restricted efficacy. In this work, we propose an approach that leverages learning-to-rank techniques to combine heterogeneous IR systems. We demonstrate the method on two Retrieval Question Answering (ReQA) tasks. Our empirical findings exhibit a significant performance enhancement, outperforming previous approaches and achieving state-of-the-art results on ReQA SQuAD.