Advantage-Guided Distillation for Preference Alignment in Small Language Models

Alignment techniques enable Large Language Models (LLMs) to generate outputs that align with human preferences and play a crucial role in their effectiveness. However, their impact often diminishes when applied to Small Language Models (SLMs), likely due to the limited capacity of these models. Instead of directly applying existing alignment techniques to SLMs, we propose to utilize a well-aligned teacher LLM to guide the alignment process for these models, thereby facilitating the transfer of the teacher's knowledge of human preferences to the student model. To achieve this, we first explore a straightforward approach, Dual-Constrained Knowledge Distillation (DCKD), that employs knowledge distillation with two KL-divergence constraints from the aligned teacher to the unaligned student. To further enhance the student's ability to distinguish between preferred and dispreferred responses, we then propose Advantage-Guided Distillation for Preference Alignment (ADPA), which leverages an advantage function from the aligned teacher to deliver more nuanced, distribution-level reward signals for the student's alignment. Our experimental results show that these two approaches appreciably improve the alignment of SLMs and narrow the performance gap with larger counterparts. Among them, ADPA demonstrates superior performance and achieves even greater effectiveness when integrated with DCKD. Our code is available at https://github.com/SLIT-AI/ADPA.

Self-Evolution Fine-Tuning for Policy Optimization

The alignment of large language models (LLMs) is crucial not only for unlocking their potential in specific tasks but also for ensuring that responses meet human expectations and adhere to safety and ethical principles. Current alignment methodologies face considerable challenges. For instance, supervised fine-tuning (SFT) requires extensive, high-quality annotated samples, while reinforcement learning from human feedback (RLHF) is complex and often unstable. In this paper, we introduce self-evolution fine-tuning (SEFT) for policy optimization, with the aim of eliminating the need for annotated samples while retaining the stability and efficiency of SFT. SEFT first trains an adaptive reviser to elevate low-quality responses while maintaining high-quality ones. The reviser then gradually guides the policy's optimization by fine-tuning it with enhanced responses. One of the prominent features of this method is its ability to leverage unlimited amounts of unannotated data for policy optimization through supervised fine-tuning. Our experiments on AlpacaEval 2.0 and MT-Bench demonstrate the effectiveness of SEFT. We also provide a comprehensive analysis of its advantages over existing alignment techniques.