Federated Unlearning: A Survey on Methods, Design Guidelines, and Evaluation Metrics

Federated Learning (FL) enables collaborative training of a Machine Learning (ML) model across multiple parties, facilitating the preservation of users' and institutions' privacy by keeping data stored locally. Instead of centralizing raw data, FL exchanges locally refined model parameters to build a global model incrementally. While FL is more compliant with emerging regulations such as the European General Data Protection Regulation (GDPR), ensuring the right to be forgotten in this context - allowing FL participants to remove their data contributions from the learned model - remains unclear. In addition, it is recognized that malicious clients may inject backdoors into the global model through updates, e.g. to generate mispredictions on specially crafted data examples. Consequently, there is the need for mechanisms that can guarantee individuals the possibility to remove their data and erase malicious contributions even after aggregation, without compromising the already acquired "good" knowledge. This highlights the necessity for novel Federated Unlearning (FU) algorithms, which can efficiently remove specific clients' contributions without full model retraining. This survey provides background concepts, empirical evidence, and practical guidelines to design/implement efficient FU schemes. Our study includes a detailed analysis of the metrics for evaluating unlearning in FL and presents an in-depth literature review categorizing state-of-the-art FU contributions under a novel taxonomy. Finally, we outline the most relevant and still open technical challenges, by identifying the most promising research directions in the field.

Reinforcement Learning on Encrypted Data

The growing number of applications of Reinforcement Learning (RL) in real-world domains has led to the development of privacy-preserving techniques due to the inherently sensitive nature of data. Most existing works focus on differential privacy, in which information is revealed in the clear to an agent whose learned model should be robust against information leakage to malicious third parties. Motivated by use cases in which only encrypted data might be shared, such as information from sensitive sites, in this work we consider scenarios in which the inputs themselves are sensitive and cannot be revealed. We develop a simple extension to the MDP framework which provides for the encryption of states. We present a preliminary, experimental study of how a DQN agent trained on encrypted states performs in environments with discrete and continuous state spaces. Our results highlight that the agent is still capable of learning in small state spaces even in presence of non-deterministic encryption, but performance collapses in more complex environments.