Predictability maximization and the origins of word order harmony

We address the linguistic problem of the sequential arrangement of a head and its dependents from an information theoretic perspective. In particular, we consider the optimal placement of a head that maximizes the predictability of the sequence. We assume that dependents are statistically independent given a head, in line with the open-choice principle and the core assumptions of dependency grammar. We demonstrate the optimality of harmonic order, i.e., placing the head last maximizes the predictability of the head whereas placing the head first maximizes the predictability of dependents. We also show that postponing the head is the optimal strategy to maximize its predictability while bringing it forward is the optimal strategy to maximize the predictability of dependents. We unravel the advantages of the strategy of maximizing the predictability of the head over maximizing the predictability of dependents. Our findings shed light on the placements of the head adopted by real languages or emerging in different kinds of experiments.

Swap distance minimization beyond entropy minimization in word order variation

Here we consider the problem of all the possible orders of a linguistic structure formed by $n$ elements, for instance, subject, direct object and verb ($n=3$) or subject, direct object, indirect object and verb ($n=4$). We investigate if the frequency of the $n!$ possible orders is constrained by two principles. First, entropy minimization, a principle that has been suggested to shape natural communication systems at distinct levels of organization. Second, swap distance minimization, namely a preference for word orders that require fewer swaps of adjacent elements to be produced from a source order. Here we present average swap distance, a novel score for research on swap distance minimization, and investigate the theoretical distribution of that score for any $n$: its minimum and maximum values and its expected value in die rolling experiments or when the word order frequencies are shuffled. We investigate whether entropy and average swap distance are significantly small in distinct linguistic structures with $n=3$ or $n=4$ in agreement with the corresponding minimization principles. We find strong evidence of entropy minimization and swap distance minimization with respect to a die rolling experiment. The evidence of these two forces with respect to a Polya urn process is strong for $n=4$ but weaker for $n=3$. We still find evidence of swap distance minimization when word order frequencies are shuffled, indicating that swap distance minimization effects are beyond pressure to minimize word order entropy.

The optimal placement of the head in the noun phrase. The case of demonstrative, numeral, adjective and noun

The word order of a sentence is shaped by multiple principles. The principle of syntactic dependency distance minimization is in conflict with the principle of surprisal minimization (or predictability maximization) in single head syntactic dependency structures: while the former predicts that the head should be placed at the center of the linear arrangement, the latter predicts that the head should be placed at one of the ends (either first or last). A critical question is when surprisal minimization (or predictability maximization) should surpass syntactic dependency distance minimization. In the context of single head structures, it has been predicted that this is more likely to happen when two conditions are met, i.e. (a) fewer words are involved and (b) words are shorter. Here we test the prediction on the noun phrase when it is composed of a demonstrative, a numeral, an adjective and a noun. We find that, across preferred orders in languages, the noun tends to be placed at one of the ends, confirming the theoretical prediction. We also show evidence of anti locality effects: syntactic dependency distances in preferred orders are longer than expected by chance.

Swap distance minimization in SOV languages. Cognitive and mathematical foundations

Distance minimization is a general principle of language. A special case of this principle in the domain of word order is swap distance minimization. This principle predicts that variations from a canonical order that are reached by fewer swaps of adjacent constituents are lest costly and thus more likely. Here we investigate the principle in the context of the triple formed by subject (S), object (O) and verb (V). We introduce the concept of word order rotation as a cognitive underpinning of that prediction. When the canonical order of a language is SOV, the principle predicts SOV < SVO, OSV < VSO, OVS < VOS, in order of increasing cognitive cost. We test the prediction in three flexible order SOV languages: Korean (Koreanic), Malayalam (Dravidian), and Sinhalese (Indo-European). Evidence of swap distance minimization is found in all three languages, but it is weaker in Sinhalese. Swap distance minimization is stronger than a preference for the canonical order in Korean and especially Malayalam.

Linguistic laws in biology

Linguistic laws, the common statistical patterns of human language, have been investigated by quantitative linguists for nearly a century. Recently, biologists from a range of disciplines have started to explore the prevalence of these laws beyond language, finding patterns consistent with linguistic laws across multiple levels of biological organisation, from molecular (genomes, genes, and proteins) to organismal (animal behaviour) to ecological (populations and ecosystems). We propose a new conceptual framework for the study of linguistic laws in biology, comprising and integrating distinct levels of analysis, from description to prediction to theory building. Adopting this framework will provide critical new insights into the fundamental rules of organisation underpinning natural systems, unifying linguistic laws and core theory in biology.

Direct and indirect evidence of compression of word lengths. Zipf's law of abbreviation revisited

Zipf's law of abbreviation, the tendency of more frequent words to be shorter, is one of the most solid candidates for a linguistic universal, in the sense that it has the potential for being exceptionless or with a number of exceptions that is vanishingly small compared to the number of languages on Earth. Since Zipf's pioneering research, this law has been viewed as a manifestation of a universal principle of communication, i.e. the minimization of word lengths, to reduce the effort of communication. Here we revisit the concordance of written language with the law of abbreviation. Crucially, we provide wider evidence that the law holds also in speech (when word length is measured in time), in particular in 46 languages from 14 linguistic families. Agreement with the law of abbreviation provides indirect evidence of compression of languages via the theoretical argument that the law of abbreviation is a prediction of optimal coding. Motivated by the need of direct evidence of compression, we derive a simple formula for a random baseline indicating that word lengths are systematically below chance, across linguistic families and writing systems, and independently of the unit of measurement (length in characters or duration in time). Our work paves the way to measure and compare the degree of optimality of word lengths in languages.

The distribution of syntactic dependency distances

The syntactic structure of a sentence can be represented as a graph where vertices are words and edges indicate syntactic dependencies between them. In this setting, the distance between two syntactically linked words can be defined as the difference between their positions. Here we want to contribute to the characterization of the actual distribution of syntactic dependency distances, and unveil its relationship with short-term memory limitations. We propose a new double-exponential model in which decay in probability is allowed to change after a break-point. This transition could mirror the transition from the processing of words chunks to higher-level structures. We find that a two-regime model -- where the first regime follows either an exponential or a power-law decay -- is the most likely one in all 20 languages we considered, independently of sentence length and annotation style. Moreover, the break-point is fairly stable across languages and averages values of 4-5 words, suggesting that the amount of words that can be simultaneously processed abstracts from the specific language to a high degree. Finally, we give an account of the relation between the best estimated model and the closeness of syntactic dependencies, as measured by a recently introduced optimality score.

The optimality of word lengths. Theoretical foundations and an empirical study

One of the most robust patterns found in human languages is Zipf's law of abbreviation, that is, the tendency of more frequent words to be shorter. Since Zipf's pioneering research, this law has been viewed as a manifestation of compression, i.e. the minimization of the length of forms - a universal principle of natural communication. Although the claim that languages are optimized has become trendy, attempts to measure the degree of optimization of languages have been rather scarce. Here we demonstrate that compression manifests itself in a wide sample of languages without exceptions, and independently of the unit of measurement. It is detectable for both word lengths in characters of written language as well as durations in time in spoken language. Moreover, to measure the degree of optimization, we derive a simple formula for a random baseline and present two scores that are dualy normalized, namely, they are normalized with respect to both the minimum and the random baseline. We analyze the theoretical and statistical pros and cons of these and other scores. Harnessing the best score, we quantify for the first time the degree of optimality of word lengths in languages. This indicates that languages are optimized to 62 or 67 percent on average (depending on the source) when word lengths are measured in characters, and to 65 percent on average when word lengths are measured in time. In general, spoken word durations are more optimized than written word lengths in characters. Beyond the analyses reported here, our work paves the way to measure the degree of optimality of the vocalizations or gestures of other species, and to compare them against written, spoken, or signed human languages.

Linear-time calculation of the expected sum of edge lengths in planar linearizations of trees

Dependency graphs have proven to be a very successful model to represent the syntactic structure of sentences of human languages. In these graphs, widely accepted to be trees, vertices are words and arcs connect syntactically-dependent words. The tendency of these dependencies to be short has been demonstrated using random baselines for the sum of the lengths of the edges or its variants. A ubiquitous baseline is the expected sum in projective orderings (wherein edges do not cross and the root word of the sentence is not covered by any edge). It was shown that said expected value can be computed in $O(n)$ time. In this article we focus on planar orderings (where the root word can be covered) and present two main results. First, we show the relationship between the expected sum in planar arrangements and the expected sum in projective arrangements. Second, we also derive a $O(n)$-time algorithm to calculate the expected value of the sum of edge lengths. These two results stem from another contribution of the present article, namely a characterization of planarity that, given a sentence, yields either the number of planar permutations or an efficient algorithm to generate uniformly random planar permutations of the words. Our research paves the way for replicating past research on dependency distance minimization using random planar linearizations as random baseline.

The Maximum Linear Arrangement Problem for trees under projectivity and planarity

The Maximum Linear Arrangement problem (MaxLA) consists of finding a mapping $\pi$ from the $n$ vertices of a graph $G$ to distinct consecutive integers that maximizes $D_{\pi}(G)=\sum_{uv\in E(G)}|\pi(u) - \pi(v)|$. In this setting, vertices are considered to lie on a horizontal line and edges are drawn as semicircles above the line. There exist variants of MaxLA in which the arrangements are constrained. In the planar variant edge crossings are forbidden. In the projective variant for rooted trees arrangements are planar and the root cannot be covered by any edge. Here we present $O(n)$-time and $O(n)$-space algorithms that solve Planar and Projective MaxLA for trees. We also prove several properties of maximum projective and planar arrangements.