Delay Embedding Theory of Neural Sequence Models

To generate coherent responses, language models infer unobserved meaning from their input text sequence. One potential explanation for this capability arises from theories of delay embeddings in dynamical systems, which prove that unobserved variables can be recovered from the history of only a handful of observed variables. To test whether language models are effectively constructing delay embeddings, we measure the capacities of sequence models to reconstruct unobserved dynamics. We trained 1-layer transformer decoders and state-space sequence models on next-step prediction from noisy, partially-observed time series data. We found that each sequence layer can learn a viable embedding of the underlying system. However, state-space models have a stronger inductive bias than transformers-in particular, they more effectively reconstruct unobserved information at initialization, leading to more parameter-efficient models and lower error on dynamics tasks. Our work thus forges a novel connection between dynamical systems and deep learning sequence models via delay embedding theory.

Beyond Geometry: Comparing the Temporal Structure of Computation in Neural Circuits with Dynamical Similarity Analysis

How can we tell whether two neural networks are utilizing the same internal processes for a particular computation? This question is pertinent for multiple subfields of both neuroscience and machine learning, including neuroAI, mechanistic interpretability, and brain-machine interfaces. Standard approaches for comparing neural networks focus on the spatial geometry of latent states. Yet in recurrent networks, computations are implemented at the level of neural dynamics, which do not have a simple one-to-one mapping with geometry. To bridge this gap, we introduce a novel similarity metric that compares two systems at the level of their dynamics. Our method incorporates two components: Using recent advances in data-driven dynamical systems theory, we learn a high-dimensional linear system that accurately captures core features of the original nonlinear dynamics. Next, we compare these linear approximations via a novel extension of Procrustes Analysis that accounts for how vector fields change under orthogonal transformation. Via four case studies, we demonstrate that our method effectively identifies and distinguishes dynamic structure in recurrent neural networks (RNNs), whereas geometric methods fall short. We additionally show that our method can distinguish learning rules in an unsupervised manner. Our method therefore opens the door to novel data-driven analyses of the temporal structure of neural computation, and to more rigorous testing of RNNs as models of the brain.