SmallCap: Lightweight Image Captioning Prompted with Retrieval Augmentation

Recent advances in image captioning have focused on scaling the data and model size, substantially increasing the cost of pre-training and finetuning. As an alternative to large models, we present SmallCap, which generates a caption conditioned on an input image and related captions retrieved from a datastore. Our model is lightweight and fast to train as the only learned parameters are in newly introduced cross-attention layers between a pre-trained CLIP encoder and GPT-2 decoder. SmallCap can transfer to new domains without additional finetuning and exploit large-scale data in a training-free fashion because the contents of the datastore can be readily replaced. Our experiments show that SmallCap, trained only on COCO, has competitive performance on this benchmark, and also transfers to other domains without retraining, solely through retrieval from target-domain data. Further improvement is achieved through the training-free exploitation of diverse human-labeled and web data, which proves effective for other domains, including the nocaps image captioning benchmark, designed to test generalization to unseen visual concepts.