Multispectral airborne laser scanning for tree species classification: a benchmark of machine learning and deep learning algorithms

Climate-smart and biodiversity-preserving forestry demands precise information on forest resources, extending to the individual tree level. Multispectral airborne laser scanning (ALS) has shown promise in automated point cloud processing and tree segmentation, but challenges remain in identifying rare tree species and leveraging deep learning techniques. This study addresses these gaps by conducting a comprehensive benchmark of machine learning and deep learning methods for tree species classification. For the study, we collected high-density multispectral ALS data (>1000 pts/m$^2$) at three wavelengths using the FGI-developed HeliALS system, complemented by existing Optech Titan data (35 pts/m$^2$), to evaluate the species classification accuracy of various algorithms in a test site located in Southern Finland. Based on 5261 test segments, our findings demonstrate that point-based deep learning methods, particularly a point transformer model, outperformed traditional machine learning and image-based deep learning approaches on high-density multispectral point clouds. For the high-density ALS dataset, a point transformer model provided the best performance reaching an overall (macro-average) accuracy of 87.9% (74.5%) with a training set of 1065 segments and 92.0% (85.1%) with 5000 training segments. The best image-based deep learning method, DetailView, reached an overall (macro-average) accuracy of 84.3% (63.9%), whereas a random forest (RF) classifier achieved an overall (macro-average) accuracy of 83.2% (61.3%). Importantly, the overall classification accuracy of the point transformer model on the HeliALS data increased from 73.0% with no spectral information to 84.7% with single-channel reflectance, and to 87.9% with spectral information of all the three channels.

Unsupervised deep learning for semantic segmentation of multispectral LiDAR forest point clouds

Point clouds captured with laser scanning systems from forest environments can be utilized in a wide variety of applications within forestry and plant ecology, such as the estimation of tree stem attributes, leaf angle distribution, and above-ground biomass. However, effectively utilizing the data in such tasks requires the semantic segmentation of the data into wood and foliage points, also known as leaf-wood separation. The traditional approach to leaf-wood separation has been geometry- and radiometry-based unsupervised algorithms, which tend to perform poorly on data captured with airborne laser scanning (ALS) systems, even with a high point density. While recent machine and deep learning approaches achieve great results even on sparse point clouds, they require manually labeled training data, which is often extremely laborious to produce. Multispectral (MS) information has been demonstrated to have potential for improving the accuracy of leaf-wood separation, but quantitative assessment of its effects has been lacking. This study proposes a fully unsupervised deep learning method, GrowSP-ForMS, which is specifically designed for leaf-wood separation of high-density MS ALS point clouds and based on the GrowSP architecture. GrowSP-ForMS achieved a mean accuracy of 84.3% and a mean intersection over union (mIoU) of 69.6% on our MS test set, outperforming the unsupervised reference methods by a significant margin. When compared to supervised deep learning methods, our model performed similarly to the slightly older PointNet architecture but was outclassed by more recent approaches. Finally, two ablation studies were conducted, which demonstrated that our proposed changes increased the test set mIoU of GrowSP-ForMS by 29.4 percentage points (pp) in comparison to the original GrowSP model and that utilizing MS data improved the mIoU by 5.6 pp from the monospectral case.