FOSP: Fine-tuning Offline Safe Policy through World Models

Model-based Reinforcement Learning (RL) has shown its high training efficiency and capability of handling high-dimensional tasks. Regarding safety issues, safe model-based RL can achieve nearly zero-cost performance and effectively manage the trade-off between performance and safety. Nevertheless, prior works still pose safety challenges due to the online exploration in real-world deployment. To address this, some offline RL methods have emerged as solutions, which learn from a static dataset in a safe way by avoiding interactions with the environment. In this paper, we aim to further enhance safety during the deployment stage for vision-based robotic tasks by fine-tuning an offline-trained policy. We incorporate in-sample optimization, model-based policy expansion, and reachability guidance to construct a safe offline-to-online framework. Moreover, our method proves to improve the generalization of offline policy in unseen safety-constrained scenarios. Finally, the efficiency of our method is validated on simulation benchmarks with five vision-only tasks and a real robot by solving some deployment problems using limited data.

AlignIQL: Policy Alignment in Implicit Q-Learning through Constrained Optimization

Implicit Q-learning (IQL) serves as a strong baseline for offline RL, which learns the value function using only dataset actions through quantile regression. However, it is unclear how to recover the implicit policy from the learned implicit Q-function and why IQL can utilize weighted regression for policy extraction. IDQL reinterprets IQL as an actor-critic method and gets weights of implicit policy, however, this weight only holds for the optimal value function. In this work, we introduce a different way to solve the implicit policy-finding problem (IPF) by formulating this problem as an optimization problem. Based on this optimization problem, we further propose two practical algorithms AlignIQL and AlignIQL-hard, which inherit the advantages of decoupling actor from critic in IQL and provide insights into why IQL can use weighted regression for policy extraction. Compared with IQL and IDQL, we find our method keeps the simplicity of IQL and solves the implicit policy-finding problem. Experimental results on D4RL datasets show that our method achieves competitive or superior results compared with other SOTA offline RL methods. Especially in complex sparse reward tasks like Antmaze and Adroit, our method outperforms IQL and IDQL by a significant margin.

DiffCPS: Diffusion Model based Constrained Policy Search for Offline Reinforcement Learning

Constrained policy search (CPS) is a fundamental problem in offline reinforcement learning, which is generally solved by advantage weighted regression (AWR). However, previous methods may still encounter out-of-distribution actions due to the limited expressivity of Gaussian-based policies. On the other hand, directly applying the state-of-the-art models with distribution expression capabilities (i.e., diffusion models) in the AWR framework is insufficient since AWR requires exact policy probability densities, which is intractable in diffusion models. In this paper, we propose a novel approach called $\textbf{Diffusion Model based Constrained Policy Search (DiffCPS)}$, which tackles the diffusion-based constrained policy search without resorting to AWR. The theoretical analysis reveals our key insights by leveraging the action distribution of the diffusion model to eliminate the policy distribution constraint in the CPS and then utilizing the Evidence Lower Bound (ELBO) of diffusion-based policy to approximate the KL constraint. Consequently, DiffCPS admits the high expressivity of diffusion models while circumventing the cumbersome density calculation brought by AWR. Extensive experimental results based on the D4RL benchmark demonstrate the efficacy of our approach. We empirically show that DiffCPS achieves better or at least competitive performance compared to traditional AWR-based baselines as well as recent diffusion-based offline RL methods. The code is now available at $\href{https://github.com/felix-thu/DiffCPS}{https://github.com/felix-thu/DiffCPS}$.