A Novel Comprehensive Multiport Network Model for Stacked Intelligent Metasurfaces (SIM) Characterization and OptimizationA

Reconfigurable Intelligent Surfaces (RIS) are transformative technologies for next-generation wireless communication, offering advanced control over electromagnetic wave propagation. While RIS have been extensively studied, Stacked Intelligent Metasurfaces (SIM), which extend the RIS concept to multi-layered systems, present significant modeling and optimization challenges. This work addresses these challenges by introducing a new optimization framework for heterogeneous SIM architectures that, compared to previous approaches, is based on a comprehensive model without relying on specific assumptions, allowing for a broader applicability of the results. To this end, we first present a model based on multi-port network theory for characterizing a general electromagnetic collaborative object (ECO) and derive a general framework for ECO optimization. We then introduce the SIM as an ECO with a specific architecture and provide insights into SIM optimization for various architectures, discussing the complexity in each case. Next, we analyze the impact of commonly used assumptions, and as a further contribution, we propose a backpropagation algorithm for implementing the gradient descent method for a simplified SIM configuration.

RIS-Aided Covert Communications with Statistical CSI: A Multiport Network Theory Approach

A novel framework for covert communications aided by Reconfigurable Intelligent Surfaces (RIS) is proposed. In this general framework, the use of multiport network theory for modelling the RIS consider various aspects that traditional RIS models in communication theory often overlook, including mutual coupling between elements and the impact of structural scattering. Moreover, the transmitter has only limited knowledge about the channels of the warden and the intended receiver. The proposed approach is validated through numerical results, demonstrating that communication with the legitimate user is successfully achieved while satisfying the covertness constraint.

Power Minimization with Rate Constraints for Multi-User MIMO Systems with Large-Size RISs

This study focuses on the optimization of a single-cell multi-user multiple-input multiple-output (MIMO) system with multiple large-size reconfigurable intelligent surfaces (RISs). The overall transmit power is minimized by optimizing the precoding coefficients and the RIS configuration, with constraints on users' signal-to-interference-plus-noise ratios (SINRs). The minimization problem is divided into two sub-problems and solved by means of an iterative alternating optimization (AO) approach. The first sub-problem focuses on finding the best precoder design. The second sub-problem optimizes the configuration of the RISs by partitioning them into smaller tiles. Each tile is then configured as a combination of pre-defined configurations. This allows the efficient optimization of RISs, especially in scenarios where the computational complexity would be prohibitive using traditional approaches. Simulation results show the good performance and limited complexity of the proposed method in comparison to benchmark schemes.

Spatial Multiplexing in Near Field MIMO Channels with Reconfigurable Intelligent Surfaces

We consider a multiple-input multiple-output (MIMO) channel in the presence of a reconfigurable intelligent surface (RIS). Specifically, our focus is on analyzing the spatial multiplexing gains in line-of-sight and low-scattering MIMO channels in the near field. We prove that the channel capacity is achieved by diagonalizing the end-to-end transmitter-RIS-receiver channel, and applying the water-filling power allocation to the ordered product of the singular values of the transmitter-RIS and RIS-receiver channels. The obtained capacity-achieving solution requires an RIS with a non-diagonal matrix of reflection coefficients. Under the assumption of nearly-passive RIS, i.e., no power amplification is needed at the RIS, the water-filling power allocation is necessary only at the transmitter. We refer to this design of RIS as a linear, nearly-passive, reconfigurable electromagnetic object (EMO). In addition, we introduce a closed-form and low-complexity design for RIS, whose matrix of reflection coefficients is diagonal with unit-modulus entries. The reflection coefficients are given by the product of two focusing functions: one steering the RIS-aided signal towards the mid-point of the MIMO transmitter and one steering the RIS-aided signal towards the mid-point of the MIMO receiver. We prove that this solution is exact in line-of-sight channels under the paraxial setup. With the aid of extensive numerical simulations in line-of-sight (free-space) channels, we show that the proposed approach offers performance (rate and degrees of freedom) close to that obtained by numerically solving non-convex optimization problems at a high computational complexity. Also, we show that it provides performance close to that achieved by the EMO (non-diagonal RIS) in most of the considered case studies.