Concept Induction: Analyzing Unstructured Text with High-Level Concepts Using LLooM

Data analysts have long sought to turn unstructured text data into meaningful concepts. Though common, topic modeling and clustering focus on lower-level keywords and require significant interpretative work. We introduce concept induction, a computational process that instead produces high-level concepts, defined by explicit inclusion criteria, from unstructured text. For a dataset of toxic online comments, where a state-of-the-art BERTopic model outputs "women, power, female," concept induction produces high-level concepts such as "Criticism of traditional gender roles" and "Dismissal of women's concerns." We present LLooM, a concept induction algorithm that leverages large language models to iteratively synthesize sampled text and propose human-interpretable concepts of increasing generality. We then instantiate LLooM in a mixed-initiative text analysis tool, enabling analysts to shift their attention from interpreting topics to engaging in theory-driven analysis. Through technical evaluations and four analysis scenarios ranging from literature review to content moderation, we find that LLooM's concepts improve upon the prior art of topic models in terms of quality and data coverage. In expert case studies, LLooM helped researchers to uncover new insights even from familiar datasets, for example by suggesting a previously unnoticed concept of attacks on out-party stances in a political social media dataset.

Neural Multimodal Topic Modeling: A Comprehensive Evaluation

Neural topic models can successfully find coherent and diverse topics in textual data. However, they are limited in dealing with multimodal datasets (e.g., images and text). This paper presents the first systematic and comprehensive evaluation of multimodal topic modeling of documents containing both text and images. In the process, we propose two novel topic modeling solutions and two novel evaluation metrics. Overall, our evaluation on an unprecedented rich and diverse collection of datasets indicates that both of our models generate coherent and diverse topics. Nevertheless, the extent to which one method outperforms the other depends on the metrics and dataset combinations, which suggests further exploration of hybrid solutions in the future. Notably, our succinct human evaluation aligns with the outcomes determined by our proposed metrics. This alignment not only reinforces the credibility of our metrics but also highlights the potential for their application in guiding future multimodal topic modeling endeavors.

Large Language Models Offer an Alternative to the Traditional Approach of Topic Modelling

Topic modelling, as a well-established unsupervised technique, has found extensive use in automatically detecting significant topics within a corpus of documents. However, classic topic modelling approaches (e.g., LDA) have certain drawbacks, such as the lack of semantic understanding and the presence of overlapping topics. In this work, we investigate the untapped potential of large language models (LLMs) as an alternative for uncovering the underlying topics within extensive text corpora. To this end, we introduce a framework that prompts LLMs to generate topics from a given set of documents and establish evaluation protocols to assess the clustering efficacy of LLMs. Our findings indicate that LLMs with appropriate prompts can stand out as a viable alternative, capable of generating relevant topic titles and adhering to human guidelines to refine and merge topics. Through in-depth experiments and evaluation, we summarise the advantages and constraints of employing LLMs in topic extraction.

Membership Inference Attacks and Privacy in Topic Modeling

Recent research shows that large language models are susceptible to privacy attacks that infer aspects of the training data. However, it is unclear if simpler generative models, like topic models, share similar vulnerabilities. In this work, we propose an attack against topic models that can confidently identify members of the training data in Latent Dirichlet Allocation. Our results suggest that the privacy risks associated with generative modeling are not restricted to large neural models. Additionally, to mitigate these vulnerabilities, we explore differentially private (DP) topic modeling. We propose a framework for private topic modeling that incorporates DP vocabulary selection as a pre-processing step, and show that it improves privacy while having limited effects on practical utility.

Enhanced Short Text Modeling: Leveraging Large Language Models for Topic Refinement

Crafting effective topic models for brief texts, like tweets and news headlines, is essential for capturing the swift shifts in social dynamics. Traditional topic models, however, often fall short in accurately representing the semantic intricacies of short texts due to their brevity and lack of contextual data. In our study, we harness the advanced capabilities of Large Language Models (LLMs) to introduce a novel approach termed "Topic Refinement". This approach does not directly involve itself in the initial modeling of topics but focuses on improving topics after they have been mined. By employing prompt engineering, we direct LLMs to eliminate off-topic words within a given topic, ensuring that only contextually relevant words are preserved or substituted with ones that fit better semantically. This method emulates human-like scrutiny and improvement of topics, thereby elevating the semantic quality of the topics generated by various models. Our comprehensive evaluation across three unique datasets has shown that our topic refinement approach significantly enhances the semantic coherence of topics.

Uncovering Latent Arguments in Social Media Messaging by Employing LLMs-in-the-Loop Strategy

The widespread use of social media has led to a surge in popularity for automated methods of analyzing public opinion. Supervised methods are adept at text categorization, yet the dynamic nature of social media discussions poses a continual challenge for these techniques due to the constant shifting of the focus. On the other hand, traditional unsupervised methods for extracting themes from public discourse, such as topic modeling, often reveal overarching patterns that might not capture specific nuances. Consequently, a significant portion of research into social media discourse still depends on labor-intensive manual coding techniques and a human-in-the-loop approach, which are both time-consuming and costly. In this work, we study the problem of discovering arguments associated with a specific theme. We propose a generic LLMs-in-the-Loop strategy that leverages the advanced capabilities of Large Language Models (LLMs) to extract latent arguments from social media messaging. To demonstrate our approach, we apply our framework to contentious topics. We use two publicly available datasets: (1) the climate campaigns dataset of 14k Facebook ads with 25 themes and (2) the COVID-19 vaccine campaigns dataset of 9k Facebook ads with 14 themes. Furthermore, we analyze demographic targeting and the adaptation of messaging based on real-world events.

The Geometric Structure of Topic Models

Topic models are a popular tool for clustering and analyzing textual data. They allow texts to be classified on the basis of their affiliation to the previously calculated topics. Despite their widespread use in research and application, an in-depth analysis of topic models is still an open research topic. State-of-the-art methods for interpreting topic models are based on simple visualizations, such as similarity matrices, top-term lists or embeddings, which are limited to a maximum of three dimensions. In this paper, we propose an incidence-geometric method for deriving an ordinal structure from flat topic models, such as non-negative matrix factorization. These enable the analysis of the topic model in a higher (order) dimension and the possibility of extracting conceptual relationships between several topics at once. Due to the use of conceptual scaling, our approach does not introduce any artificial topical relationships, such as artifacts of feature compression. Based on our findings, we present a new visualization paradigm for concept hierarchies based on ordinal motifs. These allow for a top-down view on topic spaces. We introduce and demonstrate the applicability of our approach based on a topic model derived from a corpus of scientific papers taken from 32 top machine learning venues.

A solution for the mean parametrization of the von Mises-Fisher distribution

The von Mises-Fisher distribution as an exponential family can be expressed in terms of either its natural or its mean parameters. Unfortunately, however, the normalization function for the distribution in terms of its mean parameters is not available in closed form, limiting the practicality of the mean parametrization and complicating maximum-likelihood estimation more generally. We derive a second-order ordinary differential equation, the solution to which yields the mean-parameter normalizer along with its first two derivatives, as well as the variance function of the family. We also provide closed-form approximations to the solution of the differential equation. This allows rapid evaluation of both densities and natural parameters in terms of mean parameters. We show applications to topic modeling with mixtures of von Mises-Fisher distributions using Bregman Clustering.

Automatic detection of relevant information, predictions and forecasts in financial news through topic modelling with Latent Dirichlet Allocation

Financial news items are unstructured sources of information that can be mined to extract knowledge for market screening applications. Manual extraction of relevant information from the continuous stream of finance-related news is cumbersome and beyond the skills of many investors, who, at most, can follow a few sources and authors. Accordingly, we focus on the analysis of financial news to identify relevant text and, within that text, forecasts and predictions. We propose a novel Natural Language Processing (NLP) system to assist investors in the detection of relevant financial events in unstructured textual sources by considering both relevance and temporality at the discursive level. Firstly, we segment the text to group together closely related text. Secondly, we apply co-reference resolution to discover internal dependencies within segments. Finally, we perform relevant topic modelling with Latent Dirichlet Allocation (LDA) to separate relevant from less relevant text and then analyse the relevant text using a Machine Learning-oriented temporal approach to identify predictions and speculative statements. We created an experimental data set composed of 2,158 financial news items that were manually labelled by NLP researchers to evaluate our solution. The ROUGE-L values for the identification of relevant text and predictions/forecasts were 0.662 and 0.982, respectively. To our knowledge, this is the first work to jointly consider relevance and temporality at the discursive level. It contributes to the transfer of human associative discourse capabilities to expert systems through the combination of multi-paragraph topic segmentation and co-reference resolution to separate author expression patterns, topic modelling with LDA to detect relevant text, and discursive temporality analysis to identify forecasts and predictions within this text.

Probabilistic Topic Modelling with Transformer Representations

Topic modelling was mostly dominated by Bayesian graphical models during the last decade. With the rise of transformers in Natural Language Processing, however, several successful models that rely on straightforward clustering approaches in transformer-based embedding spaces have emerged and consolidated the notion of topics as clusters of embedding vectors. We propose the Transformer-Representation Neural Topic Model (TNTM), which combines the benefits of topic representations in transformer-based embedding spaces and probabilistic modelling. Therefore, this approach unifies the powerful and versatile notion of topics based on transformer embeddings with fully probabilistic modelling, as in models such as Latent Dirichlet Allocation (LDA). We utilize the variational autoencoder (VAE) framework for improved inference speed and modelling flexibility. Experimental results show that our proposed model achieves results on par with various state-of-the-art approaches in terms of embedding coherence while maintaining almost perfect topic diversity. The corresponding source code is available at https://github.com/ArikReuter/TNTM.